WG
William M. Grady
SEQUENCE FINANCIAL SPECIALISTS LLC
Florence, SC 29506
Some features on this profile are disabled
CRD#: 4585561
WG
Professional summary
William Michael Grady is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Florence, South Carolina.
William is registered as a RR (Registered Representative) and started their career in finance in 2007. William has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Michael Grady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2009 - Present
SEQUENCE FINANCIAL SPECIALISTS LLC
Office #1: 181 E. Evans St Suite C1, Btc-001, Florence, SC 29506BD
CRD#: 132915
Florence, SC
Past
February 13, 2007 - September 10, 2009
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
MARIETTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2016)
RR
Alaska(2/15/2024)
RR
Arizona(2/15/2024)
RR
Arkansas(2/15/2024)
RR
California(2/15/2024)
RR
Colorado(2/15/2024)
RR
Connecticut(2/15/2024)
RR
Delaware(2/15/2024)
RR
District of Columbia(2/15/2024)
RR
Florida(12/14/2015)
RR
Georgia(9/19/2013)
RR
Hawaii(2/15/2024)
RR
Idaho(2/15/2024)
RR
Illinois(11/30/2017)
RR
Indiana(2/15/2024)
RR
Iowa(2/15/2024)
RR
Kansas(2/15/2024)
RR
Kentucky(2/15/2024)
RR
Louisiana(2/15/2024)
RR
Maine(2/15/2024)
RR
Maryland(2/15/2024)
RR
Massachusetts(9/15/2016)
RR
Michigan(2/15/2024)
RR
Minnesota(2/15/2024)
RR
Mississippi(2/15/2024)
RR
Missouri(2/15/2024)
RR
Montana(2/15/2024)
RR
Nebraska(2/15/2024)
RR
Nevada(2/15/2024)
RR
New Hampshire(2/15/2024)
RR
New Jersey(2/15/2024)
RR
New Mexico(2/15/2024)
RR
New York(2/15/2024)
RR
North Carolina(8/3/2016)
RR
North Dakota(2/15/2024)
RR
Ohio(2/16/2024)
RR
Oklahoma(2/15/2024)
RR
Oregon(2/15/2024)
RR
Pennsylvania(2/15/2024)
RR
Rhode Island(2/15/2024)
RR
South Carolina(9/3/2009)
RR
South Dakota(2/15/2024)
RR
Tennessee(2/15/2024)
RR
Texas(2/15/2024)
RR
Utah(2/15/2024)
RR
Vermont(2/15/2024)
RR
Virginia(2/15/2024)
RR
Washington(2/15/2024)
RR
West Virginia(2/15/2024)
RR
Wisconsin(2/15/2024)
RR
Wyoming(2/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SEQUENCE FINANCIAL SPECIALISTS LLC
INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
181 E. Evans Street Ste C1, Florence, SC 29506
Mailing Address
181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506
Phone number
(843) 319-9100
Established
South Carolina since 04/15/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
