Tonya M. Coutant
Professional summary
Tonya Marie Coutant, who also goes by Tonya M Coutant, Tonya Coutant, is a registered financial professional currently at APW CAPITAL, INC. located in Rockaway, New Jersey.
Tonya is registered as a RR (Registered Representative) and started their career in finance in 2002. Tonya has worked at 6 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 79, Series 7, Series 53, Series 28, Series 51, Series 26, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tonya Marie Coutant's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2018 - Present
APW CAPITAL, INC.
Office #1: 100 Enterprise Drive, Rockaway, NJ 07866January 22, 2013 - December 15, 2016
DELTA SECURITIES COMPANY LLC
July 12, 2011 - January 28, 2013
LPL FINANCIAL LLC
August 23, 2010 - November 23, 2010
JHS CAPITAL ADVISORS, LLC
April 19, 2006 - August 12, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2002 - April 11, 2006
INTERNATIONAL ASSETS ADVISORY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 7/25/2016
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
