Tonya Marie Coutant
Professional Summary
Tonya Marie Coutant, who also goes by Tonya M Coutant, Tonya Coutant, is a registered financial advisor currently at APW CAPITAL, INC. located in Totowa, New Jersey. Tonya is registered as a RR (Registered Representative) and started their career in finance in 2002. Tonya has worked at 6 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 79, Series 7, Series 53, Series 28, Series 51, Series 26, Series 4 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tonya M Coutant, Tonya Coutant
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
Contact Information
Main Address
999 Riverview Drive, Suite 201, Totowa, NJ 07512Mailing Address
999 Riverview Drive, Suite 201, Totowa, NJ 07512Phone Number
(973) 394-0404Established
New Jersey since 07/03/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2013About the Series 79 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2016About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2005About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tonya Marie Coutant's CRS (Customer Relationship Summary).
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