LS
Lara F. Sandlin
STATE FARM INVESTMENT MANAGEMENT
Andrews, TX 79714
Some features on this profile are disabled
CRD#: 4585464
LS
Professional summary
Lara Ferguson Sandlin, who also goes by Lara Michelle Ferguson, Lara Michelle Sandlin, Lara Michelle Smith, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Andrews, Texas and STATE FARM VP MANAGEMENT CORP. located in Midland, Texas.
Lara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lara has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lara Michelle Ferguson | Lara Michelle Sandlin | Lara Michelle Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1 Sam 1; 106 Highland Dr Lamesa TX 79331; Family Italian Restaurant - not built yet, in the process of looking for land to purchase and having plans drawn up for building; Officer and Vice President; 04/01/2021; Expectation of profit to increase family monies; 10;0; lending and borrowing activities, control of the checkbook, review bank statements, make deposits in the checking account, pay bills and cosignor on the checking account. 2) Lara Sandlin's Insurance Agency; Insurance Agency; Investment-related; 402 Andrews Hwy Midland, TX 79701-5836; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2013; 80; 80; Service customers and supervise employees. 3) Xyngular; non-investment-related; 1250 E 200 S, STE 2C, Lehi, UT 84043; Retail; Distributor; Sales Representative; 8/10/2018; 2; 0; weight loss and health supplements.
CRS (Client Relationship Summary) - RIA
Click below to view Lara Ferguson Sandlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 202 N Main, Andrews, TX 79714Office #2: 402 Andrews Hwy, Midland, TX 79701-5836RIA
CRD#: 3487
Andrews, TX
Current
April 27, 2012 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 402 Andrews Hwy, Midland, TX 79701-5836BD
CRD#: 43036
Midland, TX
Past
June 25, 2003 - April 19, 2012
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
BD
CRD#: 13642
ABILENE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(4/27/2012)
IAR
Texas(3/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
