Raymond D. Chinery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Douglas Chinery, who also goes by Doug Chinery, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1969. Raymond had worked at 10 firms and has passed the Series 63, Series 7TO, Series 72, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2011 - June 25, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 3, 2011 - June 25, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 20, 2004 - June 6, 2011
NEXT FINANCIAL GROUP, INC.
August 15, 2003 - June 6, 2011
NEXT FINANCIAL GROUP, INC.
August 15, 1994 - August 15, 2003
ADVANTAGE CAPITAL CORPORATION
March 26, 1984 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
April 22, 1980 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 22, 1980 - October 19, 1990
MONY SECURITIES CORPORATION
September 25, 1974 - February 23, 1980
GREEN HILL FINANCIAL SERVICE CORPORATION
November 17, 1969 - November 11, 1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 17, 1969 - November 11, 1974
OSAIC FA, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 1
Date: 11/12/1969
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
