CR
Charles E. Radgowski
ACCESS FINANCIAL GROUP
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 4585064
CR
Professional summary
Charles Edward Radgowski JR. is a registered financial professional currently at ACCESS FINANCIAL GROUP, INC. located in Chicago, Illinois.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2004. Charles has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Edward Radgowski JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2004 - Present
ACCESS FINANCIAL GROUP, INC.
Office #1: 118 N. Clinton Suite 450, Chicago, IL 60661RIA
BD
CRD#: 33065
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ACCESS FINANCIAL GROUP, INC.
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
CRD#: 33065 / SEC#: 801-48092, 8-46065
RIA
Registered Investment Advisory firm - SEC (12/30/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/23/2004)
RR
Indiana(1/6/2016)
RR
New York(6/10/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ACCESS FINANCIAL GROUP, INC.
ACCESS FINANCIAL GROUP, INC. | CRYSTAL SECURITIES INC.
CRD#: 33065 / SEC#: 801-48092, 8-46065
RIA
Registered Investment Advisory firm - SEC (12/30/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
118 North Clinton St-suite 450 Suite 450, Chicago, IL 60661
Mailing Address
118 North Clinton St-suite 450, Chicago, IL 60661
Phone number
(312) 655-8200
Established
Delaware since 12/18/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
6
SEC notice filing (19 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR C CHIGAS GRANTOR TRUST FBO VICTOR J CHIGAS | OWNER | |
| RICHARD KONST TRUST | OWNER | |
| VICTOR C CHIGAS GRANTOR TRUST FBO CHRISTOPHER CHIGAS | OWNER | |
| CHIGAS, CHRISTOPHER ROBERT | PRESIDENT, CHIEF COMPLIANCE OFFICER | 1832392 |
| CHIGAS, VICTOR JOHN JR | DIRECTOR, CEO, SR. OPTIONS PRINCIPAL | 1666547 |
| GORCHOFF, NANCY JO | DIRECTOR, C.O.O, C.F.O. | 1236418 |
| KONST, RICHARD IRL | DIRECTOR, VICE CHAIRMAN | 273746 |
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 272,305,506 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/13/2024 | ||
| 08/23/2023 | ||
| 10/24/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
