JF
Jeffrey P. Freeman
CETERA INVESTMENT ADVISERS LLC
Naples, FL
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CRD#: 4585007
JF
Professional summary
Jeffrey Paul Freeman, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Naples, Florida and CETERA WEALTH SERVICES, LLC located in Rochester, Michigan.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rochester Advisory Group LLC~'NIR'~800 W University Dr, Suite A~Rochester~MI~48307~Rental Property~Agent~1/24/2017~0hrs~0hrs~Pay our portion of monthly rental expenses to this entity. 2) Craun, Freeman & Associates, PC~'NIR'~950 W University Dr, Ste 101~Rochester~MI~48307~Accounting Services/Tax Preparation~Owner~1/1/2001~80hrs~0hrs~I prepare tax returns for individuals and business entities. I also work with the IRS and individual states to help taxpayers work thru federal and state tax issues. I also response to taxpayer emails regarding tax current tax questions 3) Craun Freeman Charitable Foundation~'NIR'~950 W University Dr., Ste 101~Rochester~MI~48307~Other~Other~7/9/2007~1hrs~0hrs~To organize events or functions, collect donations, deposit the donated funds and then write and send checks to people or organization in need 4) CRAUN FREEMAN TAX & WEALTH MANANGEMENT POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2000 ADDRESS: 800 W University Dr, Ste A, Rochester MI 48307, United States DESCRIPTION: I am 50% owner of this business and President 5) ANCHORPOINTE WEALTH ADVISORS LLC POSITION: Manager NATURE: This entity is being created as a marketing entity within our office so that 3 separate entities can come together under one wealth management entity to service our clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 01/28/2025 ADDRESS: 800 W University Dr, Suite A, Rochester MI 48307, United States DESCRIPTION: The duties and responsibilities are to market our financial services business for 5 advisors and 1 assistant under 1 common name for client consistency with our financial services business. This will help with succession planning and client recognition.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Freeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 7, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 800 W University Dr Suite A, Rochester, MI 48307RIA
CRD#: 105644
Naples, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 800 W University Dr Suite A, Rochester, MI 48307BD
CRD#: 13572
Rochester, MI
Past
June 11, 2010 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROCHESTER, MI
Past
November 26, 2002 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Rochester, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Florida(8/7/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
IAR
Michigan(9/5/2025)
RR
Missouri(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/18/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
