Charles R. Miller

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CRD#: 4584569

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Raymond Miller, who also goes by Charles Raymond Miller Jr., Charles Raymond Miller, Cr Miller, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 2007. Charles had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles Raymond Miller Jr. | Charles Raymond Miller | Cr Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 12, 2025 - October 31, 2025

TEMPLUM MARKETS LLC

CRD#: 102840

NEW YORK, NY

Past

October 17, 2022 - August 12, 2025

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

Yardley, PA

Past

October 17, 2022 - August 12, 2025

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

February 8, 2022 - September 1, 2022

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Berwyn, PA

Past

February 8, 2022 - September 1, 2022

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

November 8, 2017 - January 7, 2022

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

Wallingford, PA

Past

July 19, 2017 - January 7, 2022

LBMZ SECURITIES, INC.

CRD#: 7874

CHICAGO, IL

Past

December 7, 2015 - June 30, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Wilmington, DE

Past

December 4, 2014 - August 17, 2015

PACER FINANCIAL, INC.

CRD#: 137040

PAOLI, PA

Past

October 29, 2007 - October 14, 2009

INTL FCSTONE CREDIT TRADING LLC

CRD#: 41025

NEW YORK, NY

Past

May 11, 2007 - October 22, 2007

FREIMARK BLAIR & COMPANY, INC.

CRD#: 13079

UPPER SADDLE RIVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2014

General Securities Representative Examination

Current Firm

TEMPLUM MARKETS LLC

CRD#: 102840 / SEC#: , 8-52169

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

315 Madison Ave 3rd Fl, New York, NY 10017

Mailing Address

315 Madison Ave 3rd Fl, New York, NY 10017

Phone number

(332) 895-5038

Established

Delaware since 01/25/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLUM, INC.	SHAREHOLDER
LEE, EDWARD J	CHIEF COMPLIANCE OFFICER	4150803
RAMOS, JOSEPH MARIO	PFO/POO, CEO/PRESIDENT	2065829
VALLONE, ROBERT GERARD	FINOP	6836338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

ORION PORTFOLIO SOLUTIONS, LLC

BRINKER CAPITAL SECURITIES, LLC

ZACKS INVESTMENT MANAGEMENT, INC.

LBMZ SECURITIES, INC.

FORESIDE FUND SERVICES, LLC

PACER FINANCIAL, INC.

INTL FCSTONE CREDIT TRADING LLC

FREIMARK BLAIR & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2017

Series 63

Date: 6/11/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2014

Current Firm

TEMPLUM MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TEMPLUM MARKETS LLC

TRUST BUT VERIFY

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