DH
Darlene J. Hathaway
EAGLE STRATEGIES LLC
GLENWOOD, WA 98619
Some features on this profile are disabled
CRD#: 4584422
DH
Professional summary
Darlene Joy Hathaway, who also goes by Darlene Joy Macias, Darlene Joy Schrank, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Glenwood, Washington and NYLIFE SECURITIES LLC located in Glenwood, Washington.
Darlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Darlene has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darlene Joy Macias | Darlene Joy Schrank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; 1009 N CENTER PARKWAY SUITE 200, KENNEWICK, WA 99336; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.] [Rental Property; renting one home out and leasing part of the land for grazing and farming part of the land.; 1807 BZ Glenwood HWY Glenwood Wa 98619; Start Date 06/2016; Role/Title: Owner; Not Investment Related; 32 hours per month; 0 hours per month during securities trading hours] [Darlene Hathaway Farm; I own 80 acres of farm land. Part rented out for cattle, others acres used for growing and selling crops; 1807 BZ Glenwood Hwy, Glenwood WA 98619; Start Date 10/2017; Role/Title: Owner; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours] [Glenwood Rodeo Association; purpose of this association is to insure there are funds available to continue the Glenwood Traditional Rodeo on a yearly basis.; 61 Trout Lake Glenwood Wa 98619; Start Date 04/2021; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; hold liquor license for the beer garden for the Rodeo] [Little Mt. Adams RV Park LLC; This is a RV park and office building with two office spaces which I am doing business in one of the offices.; 116 N Court St Glenwood Wa 98619; Start Date 09/2021; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Hell Roaring Irrigation Company; The Hell Roaring Irrigation Company work for the members who have water shares in the Glenwood Valley in Glenwood Washington.; P.O. Box 45, Glenwood Wa 98619; Start Date 08/2022; Role/Title: President; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; conducts the board meetings.] [Mt Adams Off Road Park LLC; I facilitate the paperwork as well as the record keeping, My fianc� owns the LLC Edward Murray and has no computer skills or paperwork skills; The LLC leases my property for the event, my name is on their insurance as additional insured.; 1807 BZ Glenwood Hwy Glenwood WA 98619 and P.O. Box 1 Glenwood WA 98619; Start Date 08/2022; Role/Title: Volunteer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Darlene Joy Hathaway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2008 - Present
EAGLE STRATEGIES LLC
Office #1: 116 N Court St Lot 2, Glenwood, WA 98619Office #2: 8836 W Gage Blvd Suite 202a, Kennewick, WA 99336RIA
CRD#: 110826
GLENWOOD, WA
Current
January 13, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 116 N Court St Lot 2, Glenwood, WA 98619Office #2: 8836 W Gage Blvd Suite 202a, Kennewick, WA 99336BD
CRD#: 5167
Glenwood, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/5/2008)
RR
Arizona(1/9/2004)
RR
California(8/13/2009)
RR
Colorado(4/23/2009)
RR
Idaho(4/30/2004)
RR
Maryland(6/10/2015)
RR
Montana(4/26/2018)
RR
Oklahoma(1/31/2017)
RR
Oregon(1/29/2003)
RR
Tennessee(10/2/2020)
RR
Texas(6/5/2014)
RR
Washington(1/13/2003)
IAR
Washington(6/16/2008)
RR
Wyoming(11/13/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Glenwood, WA 98619TRUST BUT VERIFY
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