Diana L. Palmer

FAMILY FINANCIAL PLANNING

Cortland, OH

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CRD#: 4583239

Professional summary

Diana Lynn Palmer, AIF®, CFP®, who also goes by Diana Lynn Greenwood Mrs, Diana L Palmer, is a registered financial advisor currently at FAMILY FINANCIAL PLANNING, LLC located in Cortland, Ohio.

Diana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Diana has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diana Lynn Greenwood Mrs | Diana L Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Lynn Palmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 15, 2006 - Present

FAMILY FINANCIAL PLANNING, LLC

RIA

CRD#: 139716

Cortland, OH

Past

January 24, 2005 - March 24, 2006

HUDSON FINANCIAL ADVISORS INC

RIA

CRD#: 113978

STREETSBORO, OH

Past

January 2, 2003 - March 30, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/2002

General Securities Representative Examination

Current Firm

FAMILY FINANCIAL PLANNING, LLC

CRD#: 139716 / SEC#:

Ohio

Registered Investment Advisory firm - (3/13/2006 Approved)

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Contact information

Main Address

Cortland, OH

Mailing Address

P.o. Box 501, Cortland, OH 44410

Phone number

(330) 638-1041

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 37,016,054

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Diana L. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Lynn Palmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FINANCIAL PLANNING, LLC

HUDSON FINANCIAL ADVISORS INC

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2004

Series 7

Date: 12/27/2002

Current Firm

FAMILY FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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