Jason M. Fekete
Professional summary
Jason Michael Fekete was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason Michael Fekete, who also goes by Jason Fekete, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2005. Jason had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2019 - August 20, 2021
AMERITAS INVESTMENT COMPANY, LLC
September 3, 2019 - August 20, 2021
AMERITAS INVESTMENT COMPANY, LLC
April 12, 2016 - September 27, 2019
OSAIC FS, INC.
December 4, 2015 - September 27, 2019
OSAIC FS, INC.
November 30, 2015 - December 1, 2015
OSAIC FS, INC.
November 12, 2012 - December 31, 2015
HORNOR, TOWNSEND & KENT, LLC
October 8, 2012 - December 4, 2015
HORNOR, TOWNSEND & KENT, LLC
May 30, 2007 - February 16, 2012
WADDELL & REED
August 30, 2006 - February 16, 2012
WADDELL & REED
February 15, 2005 - June 14, 2005
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
