John H. Caron
Professional summary
John H Caron Jr, who also goes by John Henry Caron Jr, John H Caron, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Larkspur, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John H Caron Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 700 Larkspur Landing Circle Suite 250, Larkspur, CA 94939February 2, 2024 - June 6, 2025
CCO CAPITAL, LLC
February 24, 2023 - February 9, 2024
COMPASS SECURITIES CORPORATION
July 16, 2019 - May 11, 2022
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
June 12, 2014 - November 9, 2018
KBS CAPITAL MARKETS GROUP LLC
April 15, 2014 - June 5, 2014
BHA SELECT NETWORK, LLC
August 21, 2012 - August 8, 2013
NEXBANK SECURITIES INC
September 29, 2009 - July 19, 2012
FORESIDE FUND SERVICES, LLC
October 8, 2004 - March 23, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 26, 2004 - October 4, 2004
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Larkspur, CA 94939TRUST BUT VERIFY
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