Dalsamy Porrata-doria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dalsamy Porrata-doria, who also goes by Samy Porrata-doria, was a registered financial professional .
Dalsamy is a previously registered financial professional and started their career in finance in 2002. Dalsamy had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - December 1, 2017
CORDA INVESTMENT MANAGEMENT, LLC
November 29, 2012 - December 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2012 - December 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - November 6, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 6, 2012
J.P. MORGAN SECURITIES LLC
May 24, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 23, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 7, 2008 - December 31, 2010
SIGNATOR FINANCIAL SERVICES, INC.
July 7, 2008 - December 31, 2010
SIGNATOR FINANCIAL SERVICES, INC.
November 19, 2007 - April 30, 2008
TD AMERITRADE, INC.
November 19, 2007 - April 30, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 19, 2007 - April 30, 2008
TD AMERITRADE, INC.
August 22, 2006 - November 14, 2007
IFMG SECURITIES, INC.
August 22, 2006 - November 14, 2007
IFMG SECURITIES, INC.
August 11, 2003 - August 8, 2006
CHASE INVESTMENT SERVICES CORP.
August 11, 2003 - August 8, 2006
CHASE INVESTMENT SERVICES CORP.
January 2, 2003 - April 23, 2003
EQUITABLE ADVISORS, LLC
October 16, 2002 - April 23, 2003
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORDA INVESTMENT MANAGEMENT, LLC
CRD#: 108046 / SEC#: 801-57097
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,966 |
| AUM (Assets Under Management) | $ 1,726,638,629 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
