Kevin D. Emerson
Professional summary
Kevin Douglas Emerson, who also goes by Kevin D Emerson, Kevin Emerson, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 6 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Douglas Emerson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155February 12, 2020 - October 25, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 24, 2015 - July 3, 2019
NATIXIS SECURITIES AMERICAS LLC
April 15, 2014 - November 25, 2015
UBS SECURITIES LLC
June 12, 2006 - November 9, 2012
MORGAN STANLEY & CO. LLC
October 22, 2002 - June 9, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
Exams
Series 79TO
Date: 10/1/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/1/2024
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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