Nicholas P. Padula
Professional summary
Nicholas Philip Padula, who also goes by Nicholas P Padula, is a registered financial professional currently at WESTMORELAND CAPITAL CORPORATION located in Fort Worth, Texas.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2002. Nicholas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Philip Padula's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2010 - Present
WESTMORELAND CAPITAL CORPORATION
Office #1: 601 E. Exchange Avenue Suite 100, Fort Worth, TX 76164November 6, 2006 - December 7, 2009
RESOURCE SECURITIES LLC
May 9, 2006 - November 3, 2006
ANTHEM SECURITIES, INC.
September 24, 2004 - May 1, 2006
ATEL SECURITIES CORPORATION
October 2, 2003 - September 23, 2004
CITICORP INVESTMENT SERVICES
October 2, 2003 - September 23, 2004
CITICORP INVESTMENT SERVICES
May 28, 2003 - August 27, 2003
MORGAN STANLEY DW INC.
December 4, 2002 - August 27, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2015)
(5/3/2014)
Exams
FINRA
Current Firm
WESTMORELAND CAPITAL CORPORATION
CRD#: 11469 / SEC#: , 8-24116
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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