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TB

Timothy A. Biggins

NCMG LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4581974
TB

Professional summary

Timothy Andrew Biggins is a registered financial professional currently at NCMG LLC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2002. Timothy has worked at 4 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Andrew Biggins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2022 - Present

NCMG LLC

Office #1: 767 3rd Ave Ste 2102, New York, NY 10017Office #2: 767 3rd Ave Ste 2102, New York, NY 10017
BD
CRD#: 317428
New York, NY
Past

July 11, 2013 - August 18, 2017

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

September 22, 2008 - May 3, 2013

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

October 21, 2002 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/7/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NL
NCMG LLC
NCMG LLC

CRD#: 317428 / SEC#: , 8-70824

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 3rd Ave Ste 2102, New York, NY 10017
Mailing Address
767 3rd Ave Ste 2102, New York, NY 10017
Phone number
(646) 876-0109
Established
Delaware since 10/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NCMG HOLDINGS LLCSOLE MEMBER
BIGGINS, TIMOTHY ANDREWPRINCIPAL EXECUTIVE OFFICER4581974
HALLERAN, KRISTIN MARIECHIEF COMPLIANCE OFFICER4726430
SINELNIKOV, PETER SERGEYFINOP/POO/PFO6493208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NCMG LLC

CRD#: 317428New York, NY 10017

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