Paul Cosentino
Professional summary
Paul Cosentino is a registered financial professional currently at RBC CAPITAL MARKETS, LLC located in New York, New York and RBC CMA LTD located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Cosentino's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2021 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 200 Vesey St., New York, NY 10281February 7, 2023 - Present
RBC CMA LTD
Office #1: 200 Vesey Street 14th Floor, New York, NY 10281August 25, 2014 - November 23, 2020
IMC FINANCIAL MARKETS
November 14, 2011 - August 25, 2014
GOLDMAN SACHS & CO. LLC
December 4, 2007 - November 14, 2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 16, 2000 - November 14, 2011
REDI GLOBAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 1/27/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 9/14/1999
NYSE Trading Assistant ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
RBC CMA LTD
CRD#: 121263 / SEC#: , 8-65401
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROYAL BANK HOLDING INC. | DIRECT OWNER | |
| GRANNIS, JOHN | CHIEF OPERATING OFFICER | 2934841 |
| JASNOSZ, MICHAEL EDWARD | CHIEF COMPLIANCE OFFICER | 4386029 |
| JIANG, HE | PRINCIPAL OPERATIONS OFFICER | 5107323 |
| MANNING, THOMAS JAMES IV | PRESIDENT, CEO | 5182531 |
| PODYMA, LIDIA ANETA | PRINCIPAL FINANCIAL OFFICER | 5764487 |
| ROSENBAUM, DANIEL PHILIP | CHAIRMAN OF THE BOARD | 2797995 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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