FIND A RBC CMA LTD FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at RBC CMA LTD
Looking for a Financial Advisor at RBC CMA LTD?
We have compiled every financial advisor who works at RBC CMA LTD in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
RBC CMA LTD is located at Walkers Corporate (bvi) Limited 171 Main Street, Po Box 92 Road Town, Tortola,, null FOREIGN. RBC CMA LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RBC CMA LTD’s clients are individuals and 0% of their clients are high net worth individuals. RBC CMA LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RBC CMA LTD are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RBC CMA LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RBC CMA LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RBC CMA LTD Comes From
Understanding the Statistics for RBC CMA LTD and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
Walkers Corporate (bvi) Limited 171 Main Street, Po Box 92 Road Town, Tortola,, FOREIGN
3 World Financial Center 200 Vesey Street - 14th Floor, New York, NY 10281
Small
(212) 858-7000
since 10/28/2019
Limited Liability Company
October
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ROYAL BANK HOLDING INC. | DIRECT OWNER | ||
| GRANNIS, JOHN | CHIEF OPERATING OFFICER | 2934841 | |
| JASNOSZ, MICHAEL EDWARD | CHIEF COMPLIANCE OFFICER | 4386029 | |
| JIANG, HE | PRINCIPAL OPERATIONS OFFICER | 5107323 | |
| MANNING, THOMAS JAMES IV | PRESIDENT, CEO | 5182531 | |
| PODYMA, LIDIA ANETA | PRINCIPAL FINANCIAL OFFICER | 5764487 | |
| ROSENBAUM, DANIEL PHILIP | CHAIRMAN OF THE BOARD | 2797995 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at RBC CMA LTD
Patrick Clarke
Andrey Kutser
Steven Amanullah
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
