Jeanne Y. Duce

JD FINANCIAL FITNESS LLC

SAN JOSE, CA

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CRD#: 4580520

Professional summary

Jeanne Yi Lee Duce, CFP®, who also goes by Jeanne Crawford, Jin Yoon Yi Crawford, Crawford, Jeanne Yi Lee, Lee, Jeanne Yi Son, Son, is a registered financial advisor currently at JD FINANCIAL FITNESS LLC located in San Jose, California.

Jeanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeanne has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INDEPENDENT INSURANCE AGENT FOR LIFE, ACCIDENT AND HEALTH INSURANCE. MS. DUCE MAY RECOMMEND OR PROVIDE THESE TYPES OF INSURANCE PRODUCTS TO CLIENTS OF JD FINANCIAL FITNESS LLC DURING COURSE OF PROVIDING ADVISORY SERVICES TO THE CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanne Yi Lee Duce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 19, 2019 - Present

JD FINANCIAL FITNESS LLC

RIA

CRD#: 304711

SAN JOSE, CA

Past

January 5, 2010 - July 30, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

SANTA CLARA, CA

Past

January 4, 2010 - July 30, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

SANTA CLARA, CA

Past

September 4, 2007 - December 31, 2009

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

SAN JOSE, CA

Past

September 4, 2007 - December 31, 2009

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

SAN JOSE, CA

Past

January 2, 2004 - September 7, 2007

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

SAN JOSE, CA

Past

January 2, 2004 - September 7, 2007

FOOTHILL SECURITIES, INC.

CRD#: 1027

SAN JOSE, CA

Past

October 24, 2002 - January 7, 2004

WADDELL & REED

RIA

CRD#: 866

SANTA CLARA, CA

Past

October 11, 2002 - January 7, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2004

General Securities Principal Examination

Current Firm

JD FINANCIAL FITNESS LLC

CRD#: 304711 / SEC#:

California

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

San Jose, CA

Mailing Address

Phone number

(408) 970-0829

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 73,979,070

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeanne Y. Duce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeanne Yi Lee Duce's CRS (Customer Relationship Summary).

Certified licenses

Experience

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2002

Series 24

Date: 3/2/2004

Current Firm

JD FINANCIAL FITNESS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JD FINANCIAL FITNESS LLC

TRUST BUT VERIFY

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