Michael A. Butcher
Professional summary
Michael A Butcher is a registered financial professional currently at TD SECURITIES (USA) LLC .
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Butcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2016 - Present
TD SECURITIES (USA) LLC
Office #1: 222 Bay Street 7th Floor, Toronto, Ontario, M5K1A2November 13, 2013 - June 15, 2016
NATIONAL BANK OF CANADA FINANCIAL INC.
September 8, 2009 - February 9, 2015
NBF SECURITIES (USA) CORP.
February 29, 2008 - August 7, 2009
RBC CAPITAL MARKETS, LLC
December 11, 2002 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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