Donald R. Mccloskey

SUMMIT WEALTH AND RETIREMENT PARTNERS

Camas, WA

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CRD#: 4579225

Professional summary

Donald Ryan Mccloskey, CFP®, who also goes by Donald R Mccloskey Mr, Donald R Mccloskey, is a registered financial advisor currently at SUMMIT WEALTH AND RETIREMENT PARTNERS located in Camas, Washington and MUTUAL SECURITIES, INC. located in San Ramon, California.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Donald has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald R Mccloskey Mr | Donald R Mccloskey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Summit Wealth and Retirement Planning DBA Summit Wealth & Retirement Partners; investment-related; 2000 Crow Canyon Place, Ste. 410, San Ramon, CA 94583; RIA; Financial Advisor/CCO/COO; April 2, 2018; 160 hours per month; 4 hours per day during trading hours; Financial Advisor: provide financial planning advice and investment management advise to Summit clients, CCO & COO: responsible for managing operations and compliance for the firm. 2. Mutual Securities, Inc.; investment-related; 807-A Camarillo Springs Rd. Camarillo, CA 93012; Broker dealer; Branch Principal, Licensed as a registered representative and registered principal; April 2018; 10 hours per month; 1 hour during trading hours; responsible for compliance of branch. Reviewing correspondence, supervision of registered representatives, and staff, reviewing and approving new broker dealer business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ryan Mccloskey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 18, 2018 - Present

SUMMIT WEALTH AND RETIREMENT PARTNERS

RIA

CRD#: 285972

Camas, WA

Current

April 13, 2018 - Present

MUTUAL SECURITIES, INC.

Office #1: 2000 Crow Canyon Place Ste. 410, San Ramon, CA 94583Office #2: 435 E. Shore Dr. Ste. 220, Eagle, ID 83616

CRD#: 13092

San Ramon, CA

Past

April 5, 2010 - April 23, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

October 29, 2004 - April 12, 2007

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 29, 2004 - April 23, 2018

OSAIC FA, INC.

CRD#: 3978

SAN RAMON, CA

Past

November 6, 2002 - September 12, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 6, 2002 - September 12, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH AND RETIREMENT PARTNERS

DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.

CRD#: 285972 / SEC#: 801-108910

RIA

Registered Investment Advisory firm - (1/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/13/2018)

IAR

California
(4/18/2018)

Florida
(7/19/2022)

IAR

Idaho
(3/15/2022)

Nevada
(7/19/2022)

New Mexico
(7/19/2022)

Texas
(7/19/2022)

IAR

Washington
(9/19/2024)

Washington
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/17/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SUMMIT WEALTH AND RETIREMENT PARTNERS

DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.

CRD#: 285972 / SEC#: 801-108910

RIA

Registered Investment Advisory firm - (1/5/2017 Approved)

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Contact information

Main Address

435 E Shore Drive Suite 220, Eagle, ID 83616

Mailing Address

2000 Crow Canyon Place Suite 410, San Ramon, CA 94583

Phone number

(925) 927-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-08-18 SUMMIT WEALTH & RETIREMENT PARTNERS FORM ADV PART 2A (8/18/2025)

Regulatory assets under management

Total Number of Accounts	966
AUM (Assets Under Management)	$ 824,768,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald R. Mccloskey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ryan Mccloskey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SUMMIT WEALTH AND RETIREMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2002

Series 24

Date: 9/22/2007

FINRA

Current Firm

SUMMIT WEALTH AND RETIREMENT PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH AND RETIREMENT PARTNERS

TRUST BUT VERIFY

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