William D. Bancroft

IMPACT CAPITAL

Rockville, MD 20850

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CRD#: 4578392

Professional summary

William Dennis Bancroft, CIMA®, CPWA® is a registered financial advisor currently at IMPACT CAPITAL, LLC located in Rockville, Maryland.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Dennis Bancroft's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2008-04-29

Expire date: 2024-09-30

Experience

Current

August 14, 2018 - Present

IMPACT CAPITAL, LLC

Office #1: One Research Court Suite 400, Rockville, MD 20850

RIA

CRD#: 297413

Rockville, MD

Past

September 2, 2016 - May 1, 2018

PAGNATOKARP PARTNERS, LLC

RIA

CRD#: 282298

Reston, VA

Past

May 2, 2007 - August 29, 2016

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

POTOMAC, MD

Past

January 1, 2002 - May 2, 2007

LYDIAN WEALTH MANAGEMENT COMPANY, LLC

RIA

CRD#: 107659

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPACT CAPITAL, LLC

E. COHEN CAPITAL, LLC | IMPACT CAPITAL, LLC

CRD#: 297413 / SEC#: 801-123536

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Maryland

Registered Investment Advisory firm - (5/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/14/2018)

IAR

Texas
(3/28/2022)

IAR

Virginia
(3/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2001

Uniform Investment Adviser Law Examination

Current Firm

IMPACT CAPITAL, LLC

E. COHEN CAPITAL, LLC | IMPACT CAPITAL, LLC

CRD#: 297413 / SEC#: 801-123536

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Maryland

Registered Investment Advisory firm - (5/20/2022 Terminated)

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Contact information

Main Address

One Research Court Suite 400, Rockville, MD 20850

Mailing Address

Phone number

(301) 417-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-IMPACT CAPITAL, LLC (10/14/2025)

Regulatory assets under management

Total Number of Accounts	491
AUM (Assets Under Management)	$ 240,332,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William D. Bancroft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Dennis Bancroft's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPACT CAPITAL, LLC

PAGNATOKARP PARTNERS, LLC

CONVERGENT WEALTH ADVISORS, LLC

LYDIAN WEALTH MANAGEMENT COMPANY, LLC

Primary Firm SEC Registration

IMPACT CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2001

Current Firm

IMPACT CAPITAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPACT CAPITAL, LLC

TRUST BUT VERIFY

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