DP
Dane H. Petty
OVERRIDGE WEALTH ADVISORS
Fort Worth, TX 76116
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CRD#: 4578270
DP
Professional summary
Dane Hobby Petty is a registered financial advisor currently at OVERRIDGE WEALTH ADVISORS located in Fort Worth, Texas.
Dane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dane has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OverRidge Wealth Advisors; investment related;6300 Ridglea Place, Suite 1020,Fort Worth, TX 76116;RIA;COO/CCO;3/1/2018;160 hrs/month;6.5 hrs during trading; oversee the day to day operations, in charge of Human Resource for the firm, also the Chief Compliance Officer and bill advisory fees for our firm. 2.Various insurance providers; INVESTMENT RELATED; 6300 RIDGLEA PLACE STE 1020 FORT WORTH TX 76116; FIXED ANNUITIES/LIFE INSURANCE; 7.19.2000; 160HRS/MO; 8HRS/DAY; TRADING, CLIENT REVIEWS; 3.Travis Avenue Baptist Church; not investment related;800 W Berry Street, Fort Worth,TX 76110;church;elder;2/17/2019;2 hrs/month; responsible for the overall vision and direction of the church, make recommendations on the financial budget of the church as well
CRS (Client Relationship Summary) - RIA
Click below to view Dane Hobby Petty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2013 - Present
OVERRIDGE WEALTH ADVISORS
Office #1: 6300 Ridglea Place Suite 1020, Fort Worth, TX 76116RIA
CRD#: 115009
Fort Worth, TX
Past
September 24, 2009 - March 15, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
FORT WORTH, TX
Past
May 9, 2005 - October 1, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OVERRIDGE WEALTH ADVISORS
BIG FOOT INVESTMENTS | SORENSEN WEALTH MANAGEMENT | OVERRIDGE WEALTH ADVISORS | LESTER LEE JOHNSON, JR | LEE JOHNSON CAPITAL MANAGEMENT, LLC | LEE JOHNSON CAPITAL MANAGEMENT
CRD#: 115009 / SEC#: 801-62355
RIA
Registered Investment Advisory firm - (9/16/2003 Approved)Texas
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/6/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OW
OVERRIDGE WEALTH ADVISORS
BIG FOOT INVESTMENTS | SORENSEN WEALTH MANAGEMENT | OVERRIDGE WEALTH ADVISORS | LESTER LEE JOHNSON, JR | LEE JOHNSON CAPITAL MANAGEMENT, LLC | LEE JOHNSON CAPITAL MANAGEMENT
CRD#: 115009 / SEC#: 801-62355
RIA
Registered Investment Advisory firm - (9/16/2003 Approved)Texas
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6300 Ridglea Place Suite 1020, Fort Worth, TX 76116
Mailing Address
Phone number
(817) 738-1451
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 396 |
| AUM (Assets Under Management) | $ 238,178,154 |
Red Flags
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