Karen A. Vodden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Ann Vodden, who also goes by Karen Ann Stratynski, Karen A Vodden, was a registered financial advisor .
Karen is a previously registered financial advisor and started their career in finance in 2002. Karen had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2010 - December 6, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 28, 2010 - December 6, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 2009 - June 17, 2010
MORGAN STANLEY
June 1, 2009 - June 17, 2010
MORGAN STANLEY
May 4, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 30, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 6, 2002 - January 6, 2004
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
