Branda R. Allen

TCP ASSET MANAGEMENT

UPPER ARLINGTON, OH 43220

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CRD#: 4577515

Professional summary

Branda Rhae Allen, who also goes by Branda Rhae Streator, Branda Rhae Taylor, is a registered financial advisor currently at TCP ASSET MANAGEMENT, LLC located in Upper Arlington, Ohio and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Upper Arlington, Ohio.

Branda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Branda has worked at 10 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Branda Rhae Streator | Branda Rhae Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BRANDA ALLEN INDEPENDENT INSURANCE - LICENSED AGENT - SALE OF TRADITIONAL FIXED INSURANCE PRODUCTS SUCH AS TERM, WHOLE LIFE, UNIVERSAL, LONGER TERM CARE, ETC. - COLUMBUS, OH - SINCE 05/2016 - INVESTMENT RELATED 2.) TCP ASSET MANAGEMENT, LLC - INVESTMENT ADVISOR REPRESENTATIVE - ADVISORY SERVICES - COLUMBUS, OH - SINCE 01/2017 - INVESTMENT RELATED 3.) WANDERLUST ADVENTURES AND EVENTS - SOLE OWNER OPERATOR - EVENT PLANNING - GALENA, OH - SINCE 04/2023 - NOT INVESTMENT RELATED 4.) PPBJ LLC - PARTNER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - PHOENIX, AZ - SINCE 01/2021 - INVESTMENT RELATED 5.) TCP ASSET MANAGEMENT, LLC - CHIEF OPERATING OFFICER (COO), PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - COLUMBUS, OH - SINCE 11/2016 - INVESTMENT RELATED 6.) TCP ASSET MANAGEMENT, LLC - CHIEF OPERATING OFFICER (COO), PARTNER - REGISTERED INVESTMENT ADVISOR - COLUMBUS, OH - SINCE 01/2017 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Branda Rhae Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2017 - Present

TCP ASSET MANAGEMENT, LLC

Office #1: 5000 Horizons Drive, Upper Arlington, OH 43220

RIA

CRD#: 286037

UPPER ARLINGTON, OH

Current

December 5, 2016 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 5000 Horizons Drive, Upper Arlington, OH 43220

RIA

CRD#: 20804

UPPER ARLINGTON, OH

Past

July 26, 2016 - January 13, 2017

TRENDENCY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 159431

COLUMBUS, OH

Past

March 18, 2016 - October 28, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

COLUMBUS, OH

Past

March 2, 2009 - November 12, 2014

CLEARVIEW ASSET MANAGEMENT

RIA

CRD#: 140442

WORTHINGTON, OH

Past

December 12, 2007 - July 28, 2008

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

January 3, 2007 - August 17, 2007

REGIS SECURITIES CORPORATION

CRD#: 103711

WESTERVILLE, OH

Past

November 7, 2005 - September 28, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

WORTHINGTON, OH

Past

December 20, 2002 - November 9, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 20, 2002 - November 9, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/23/2021)

California
(8/25/2017)

Georgia
(1/22/2018)

Illinois
(6/29/2022)

Indiana
(2/3/2021)

Kentucky
(1/26/2021)

Louisiana
(6/29/2021)

Missouri
(8/6/2025)

New York
(1/21/2021)

Ohio
(12/5/2016)

IAR

Ohio
(1/19/2017)

Oklahoma
(8/26/2024)

Texas
(8/5/2020)

IAR

Texas
(8/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/5/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/28/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/19/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

TCP ASSET MANAGEMENT, LLC | TRENDENCY CAPITAL PARTNERS, LLC

CRD#: 286037 / SEC#: 801-108836

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

5000 Horizons Drive, Upper Arlington, OH 43220

Mailing Address

Phone number

(614) 761-9378

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCP ASSET MANAGMENT, LLC FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	3,930
AUM (Assets Under Management)	$ 822,130,691

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Branda R. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Branda Rhae Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

TRENDENCY CAPITAL MANAGEMENT, LLC

SECURITIES AMERICA, INC.

CLEARVIEW ASSET MANAGEMENT

SILVER OAK SECURITIES, INCORPORATED

REGIS SECURITIES CORPORATION

FSC SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

TCP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/5/2018

Series 66

Date: 7/28/2007

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2016

Series 6

Date: 12/19/2002

Series 24

Date: 3/7/2017

FINRA

Current Firm

TCP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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