KH
Kaleb V. Hale
STATE FARM INVESTMENT MANAGEMENT
Olathe, KS 66062-9308
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CRD#: 4577400
KH
Professional summary
Kaleb Vincent Hale is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Olathe, Kansas and STATE FARM VP MANAGEMENT CORP. located in Olathe, Kansas.
Kaleb is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kaleb has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kaleb Hale's Insurance Agency; Insurance Agency; Investment-related; 15024 W 117th St Olathe, KS 66062-9308; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/2007; 80; 80; Service customers and supervise employees 2) Rocket Shot Capital, LLC; Investment-related; 13402 W 73rd St Shawnee, KS 66216; Investment Property; other; none; 9/7/2023; 2; 0; Venture Capital 3) The Hale Group LLC; Investment-related; 15024 W 117th St Olathe, KS 66062; Investment Property; Officer; Vice President; 1/1/2024; 10; 10; Restructuring and am going to Incorporate on 1/1/2024, which requires us to open new LLC that will employ our team, handle utility and rent expenses. 4) STH Wealth; Investment-Related; 11547 S Lewis Dr Olathe, KS 66061; Investment or Commercial Property; Owner; None; 02/01/2025; 3; 1; Family Investment Club 5) Hale Bros; investment-related; 15021 W 117th St. Olathe, KS. 66062; Investment or Commercial Property; Partner; none; 09/05/2025; 6;6; Purchasing a lot that will be future site for office building
CRS (Client Relationship Summary) - RIA
Click below to view Kaleb Vincent Hale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 15024 W 117th St, Olathe, KS 66062-9308RIA
CRD#: 3487
Olathe, KS
Current
September 26, 2002 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 15024 W 117th St, Olathe, KS 66062-9308BD
CRD#: 43036
Olathe, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/9/2022)
IAR
Colorado(3/10/2023)
RR
Kansas(9/26/2002)
IAR
Kansas(7/3/2023)
RR
Missouri(9/26/2002)
IAR
Missouri(3/10/2023)
RR
Nebraska(6/9/2021)
IAR
Nebraska(3/10/2023)
RR
Oklahoma(11/9/2022)
IAR
Oklahoma(3/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Olathe, KS 66062-9308TRUST BUT VERIFY
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