Joselito D. Barro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joselito Dela Cruz Barro, who also goes by Joselito Barro, was a registered financial professional .
Joselito is a previously registered financial professional and started their career in finance in 2002. Joselito had worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - December 3, 2019
MA PRIVATE WEALTH, LLC
October 5, 2009 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
October 2, 2009 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
January 4, 2006 - October 16, 2009
WELLS FARGO INVESTMENTS, LLC
January 4, 2006 - October 16, 2009
WELLS FARGO INVESTMENTS, LLC
February 13, 2003 - January 4, 2006
MORGAN STANLEY DW INC.
September 27, 2002 - January 4, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MA PRIVATE WEALTH, LLC
CRD#: 291366 / SEC#: 801-112344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MA PRIVATE WEALTH, LLC
CRD#: 291366 / SEC#: 801-112344
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 584,116,263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
