Charles I. Kasner

CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC

The Villages, FL

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CRD#: 4577178

Professional summary

Charles Ian Kasner, who also goes by Charles I Kasner, Chuck Kasner, is a registered financial advisor currently at CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC located in The Villages, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Charles has worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles I Kasner | Chuck Kasner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ian Kasner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC

RIA

CRD#: 323675

The Villages, FL

Past

December 2, 2015 - July 24, 2020

ATLAS WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 173161

IRVINE, CA

Past

November 8, 2011 - December 7, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SANTA ANA, CA

Past

November 7, 2011 - December 7, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SANTA ANA, CA

Past

March 16, 2009 - November 6, 2009

THE ESTATE MANAGEMENT GROUP, INC.

RIA

CRD#: 119293

VALENCIA, CA

Past

August 30, 2006 - November 17, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

TUSTIN, CA

Past

August 30, 2006 - November 17, 2011

LPL FINANCIAL LLC

CRD#: 6413

TUSTIN, CA

Past

February 2, 2005 - September 6, 2006

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

TUSTIN, CA

Past

February 2, 2005 - September 6, 2006

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

TUSTIN, CA

Past

December 4, 2002 - February 15, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE , CA

Past

November 26, 2002 - February 15, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/2/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2002

General Securities Representative Examination

Current Firm

CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC

CRD#: 323675 / SEC#:

Florida

Registered Investment Advisory firm - (7/5/2023 Approved)

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Contact information

Main Address

Apopka, FL

Mailing Address

Phone number

(352) 933-0390

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 6,172,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles I. Kasner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ian Kasner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS WEALTH MANAGEMENT GROUP, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THE ESTATE MANAGEMENT GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2022

Series 66

Date: 12/2/2002

SIE

Date: 12/7/2015

Series 7

Date: 11/24/2002

Current Firm

CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHARLES KASNER REGISTERED INVESTMENT ADVISOR LLC

TRUST BUT VERIFY

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