Daniel M. Haut
Professional summary
Daniel Manes Haut, CFP®, CIMA® is a registered financial advisor currently at OSBORNE PARTNERS located in San Francisco, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Manes Haut's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
August 5, 2013 - Present
OSBORNE PARTNERS
Office #1: One Embarcadero Center Ste 4100, San Francisco, CA 94111February 25, 2004 - July 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2003 - July 30, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/5/2013)
(3/10/2015)
(11/23/2022)
Exams
Current Firm
OSBORNE PARTNERS
CRD#: 108100 / SEC#: 801-56319
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 2,358,840,039 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 01/03/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
