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DF

Donald R. Fittsgill

VANGUARD MARKETING
PLANO, TX 75024
Some features on this profile are disabled
CRD#: 4576904
DF
Donald Ray Fittsgill JRVANGUARD MARKETING

Professional summary

Donald Ray Fittsgill JR, who also goes by Donald R Fittsgill Jr, Donald Ray Fittsgill, Donald Fittsgill Jr, Donald Fittsgill, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2006. Donald has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Aliases

Donald R Fittsgill Jr | Donald Ray Fittsgill | Donald Fittsgill Jr | Donald Fittsgill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Ray Fittsgill JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2026 - Present

VANGUARD MARKETING CORPORATION

Office #1: 7900 Windrose Ave, Plano, TX 75024
BD
CRD#: 7452
PLANO, TX
Past

January 29, 2025 - June 25, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
PLANO, TX
Past

January 29, 2025 - June 25, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PLANO, TX
Past

August 14, 2024 - January 14, 2025

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DALLAS, TX
Past

July 17, 2024 - January 14, 2025

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DALLAS, TX
Past

August 29, 2014 - April 3, 2015

MULLINTBG ADVISORS

RIA
CRD#: 141445
DALLAS, TX
Past

September 16, 2013 - April 6, 2015

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
DALLAS, TX
Past

February 5, 2013 - October 3, 2013

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
DALLAS, TX
Past

September 10, 2012 - October 24, 2012

EDWARD JONES

RIA
CRD#: 250
ST. LOUIS, MO
Past

August 27, 2012 - October 24, 2012

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

May 11, 2012 - August 3, 2012

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

January 16, 2008 - January 3, 2012

CLARK SECURITIES, INC.

BD
CRD#: 43803
DALLAS, TX
Past

July 10, 2007 - December 18, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
LEWISVILLE, TX
Past

August 23, 2006 - June 26, 2007

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/24/2026)
RR
Alaska
(6/24/2026)
RR
Arizona
(6/24/2026)
RR
Arkansas
(6/24/2026)
RR
California
(6/24/2026)
RR
Colorado
(6/24/2026)
RR
Connecticut
(6/24/2026)
RR
Delaware
(6/24/2026)
RR
District of Columbia
(6/24/2026)
RR
Florida
(6/24/2026)
RR
Georgia
(6/24/2026)
RR
Hawaii
(6/24/2026)
RR
Idaho
(6/24/2026)
RR
Illinois
(6/24/2026)
RR
Indiana
(6/24/2026)
RR
Iowa
(6/24/2026)
RR
Kansas
(6/24/2026)
RR
Kentucky
(6/24/2026)
RR
Louisiana
(6/24/2026)
RR
Maine
(6/24/2026)
RR
Maryland
(6/24/2026)
RR
Massachusetts
(6/24/2026)
RR
Michigan
(6/24/2026)
RR
Minnesota
(6/24/2026)
RR
Mississippi
(6/24/2026)
RR
Missouri
(6/24/2026)
RR
Montana
(6/24/2026)
RR
Nebraska
(6/24/2026)
RR
Nevada
(6/24/2026)
RR
New Hampshire
(6/24/2026)
RR
New Jersey
(6/24/2026)
RR
New Mexico
(6/24/2026)
RR
New York
(6/24/2026)
RR
North Carolina
(6/24/2026)
RR
North Dakota
(6/24/2026)
RR
Ohio
(6/25/2026)
RR
Oklahoma
(6/24/2026)
RR
Oregon
(6/24/2026)
RR
Pennsylvania
(6/24/2026)
RR
Puerto Rico
(6/24/2026)
RR
Rhode Island
(6/24/2026)
RR
South Carolina
(6/24/2026)
RR
South Dakota
(6/24/2026)
RR
Tennessee
(6/24/2026)
RR
Texas
(5/15/2026)
RR
Utah
(6/24/2026)
RR
Vermont
(6/24/2026)
RR
Virgin Islands
(6/24/2026)
RR
Virginia
(6/24/2026)
RR
Washington
(6/24/2026)
RR
West Virginia
(6/24/2026)
RR
Wisconsin
(6/24/2026)
RR
Wyoming
(6/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/6/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/29/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/22/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BISORDI, JOHNDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL7526828
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRANCATO, MATTHEW CLARKDIRECTOR, VICE PRESIDENT6220380
JAMES, JOHN MARKDIRECTOR, SENIOR VICE PRESIDENT5594356
KADJESKI, ANDREW MICHAELCHAIRMAN, PRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530

Disclosures

Regulatory Event47
Arbitration8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VANGUARD MARKETING CORPORATION

CRD#: 7452Plano, TX 75024

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