John Mei
Professional summary
John Mei is a registered financial advisor currently at FIDELITY BROKERAGE SERVICES LLC located in Sacramento, California.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Mei's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2277 Fair Oaks Blvd Stes 150,155, Sacramento, CA 95825July 23, 2018 - June 10, 2021
MORGAN STANLEY
February 7, 2012 - January 19, 2017
E*TRADE SECURITIES LLC
February 10, 2009 - March 25, 2010
NATIONAL FINANCIAL SERVICES LLC
December 2, 2004 - January 20, 2009
APEX CLEARING CORPORATION
October 20, 2004 - November 24, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - November 24, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 7, 2003 - October 20, 2004
QUICK & REILLY, INC.
January 31, 2003 - October 20, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2021)
(7/28/2021)
(8/11/2021)
(1/10/2022)
(8/5/2021)
(1/6/2025)
(1/11/2022)
(7/28/2021)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Sacramento, CA 95825TRUST BUT VERIFY
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