Paul C. Brigandi
Professional summary
Paul C Brigandi is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 3 firms and has passed the Series 66, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul C Brigandi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2024 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 535 Madison Avenue 37th Floor, New York, NY 10022May 17, 2004 - November 3, 2023
RAFFERTY CAPITAL MARKETS, LLC
March 5, 2003 - May 5, 2004
QUICK & REILLY, INC.
October 22, 2002 - May 5, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/16/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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