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VV

Virginia L. Voos

FENIMORE SECURITIES
Cobleskill, NY 12043
Some features on this profile are disabled
CRD#: 4576740
VV

Professional summary


Virginia Lawrence Voos, who also goes by Ginny Voos, is a registered financial professional currently at FENIMORE SECURITIES, INC. located in Cobleskill, New York.

Virginia is registered as a RR (Registered Representative) and started their career in finance in 2003. Virginia has worked at 24 firms and has passed the Series 63, Series 99TO, Series 62, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ginny Voos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Virginia Lawrence Voos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2025 - Present

FENIMORE SECURITIES, INC.

Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043
BD
CRD#: 104391
Cobleskill, NY
Past

October 2, 2023 - June 13, 2024

BAILEY & CO. SECURITIES, LLC

BD
CRD#: 302015
BRENTWOOD, TN
Past

September 29, 2023 - June 21, 2024

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
ATLANTA, GA
Past

March 2, 2022 - November 14, 2022

POPPLETON FINANCIAL, LLC

BD
CRD#: 314964
BIRMINGHAM, MI
Past

October 26, 2020 - December 31, 2022

YIELDX SECURITIES

BD
CRD#: 304918
MANHASSET, NY
Past

May 11, 2020 - July 23, 2024

CONFIGURE PARTNERS SECURITIES, LLC

BD
CRD#: 165594
ATLANTA, GA
Past

February 5, 2020 - August 4, 2020

PEACHTREE PC INVESTORS, LLC

BD
CRD#: 301004
ATLANTA, GA
Past

January 2, 2020 - December 31, 2022

PREP SECURITIES, LLC

BD
CRD#: 188522
PARK CITY, UT
Past

October 14, 2019 - July 15, 2024

ARMORY SECURITIES, LLC

BD
CRD#: 147796
EL SEGUNDO, CA
Past

July 17, 2019 - June 15, 2020

MCA SECURITIES LLC

BD
CRD#: 298069
ATLANTA, GA
Past

November 9, 2018 - December 1, 2020

STIRA CAPITAL MARKETS GROUP, LLC

BD
CRD#: 141277
IRVINE, CA
Past

October 24, 2018 - June 25, 2019

BATES SECURITIES, INC.

BD
CRD#: 10759
ROCKFORD, IL
Past

October 22, 2018 - July 9, 2024

CRC-IB

BD
CRD#: 158736
NEW YORK, NY
Past

October 1, 2018 - December 31, 2019

CR CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 171776
NEWPORT BEACH, CA
Past

April 3, 2018 - August 16, 2018

STIRA CAPITAL MARKETS GROUP, LLC

BD
CRD#: 141277
IRVINE, CA
Past

November 3, 2017 - January 3, 2018

VYGR DIGITAL SECURITIES, LLC

BD
CRD#: 148019
NEW YORK, NY
Past

September 4, 2015 - August 15, 2018

CR CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 171776
Newport Beach, CA
Past

June 6, 2014 - June 17, 2014

MERIDIAN INVESTMENTS, INC.

BD
CRD#: 13225
VIENNA, VA
Past

March 14, 2012 - August 16, 2018

CRC-IB

BD
CRD#: 158736
NEW YORK, NY
Past

January 17, 2012 - February 13, 2012

L.M. KOHN & COMPANY

BD
CRD#: 27913
CINCINNATI, OH
Past

November 11, 2011 - January 17, 2012

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
ATLANTA, GA
Past

February 4, 2010 - May 3, 2011

MOODY CAPITAL SOLUTIONS, INC

BD
CRD#: 15989
ATLANTA, GA
Past

June 25, 2009 - November 24, 2014

FD CAPITAL ADVISORS BD, LLC

BD
CRD#: 148974
ALPHARETTA, GA
Past

April 20, 2009 - July 20, 2011

MORALES & CO. CAPITAL MARKETS, LLC

BD
CRD#: 148596
ATLANTA, GA
Past

April 22, 2008 - December 11, 2008

STOUT CAPITAL, LLC

BD
CRD#: 127302
ROYAL OAK, MI
Past

August 6, 2007 - August 17, 2018

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
LILBURN, GA
Past

May 2, 2007 - December 4, 2008

TAYLOR FINANCIAL SERVICES, LLC

BD
CRD#: 111901
WASHINGTON, DC
Past

August 25, 2003 - August 27, 2007

TETON INVESTMENT PARTNERS, LLC

BD
CRD#: 122569
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(5/8/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/6/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 4/28/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FENIMORE SECURITIES, INC.
FENIMORE SECURITIES, INC.

CRD#: 104391 / SEC#: , 8-52854

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
384 North Grand Street-box 399, Cobleskill, NY 12043
Mailing Address
384 North Grand Street - Box 399, Cobleskill, NY 12043
Phone number
(518) 234-7400
Established
New York since 05/26/2000
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PUTNAM, THOMAS OLIVERCHAIRMAN2347052
BALBOA, MICHAEL FRANKSECRETARY / TREASURER / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER6635684
SNYDER, CHRISTIANPRESIDENT6955532
VOOS, VIRGINIA LAWRENCECHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER4576740

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FENIMORE SECURITIES, INC.

CRD#: 104391Cobleskill, NY 12043

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