Stuart E. Friedman

RILEY FRIEDMAN ASSET MANAGEMENT

LOS ALTOS, CA 94022

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CRD#: 4576711

Professional summary

Stuart Edwin Friedman, who also goes by Stuart Friedman, is a registered financial advisor currently at RILEY FRIEDMAN ASSET MANAGEMENT located in Los Altos, California.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stuart has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stuart Friedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STUART EDWIN FRIEDMAN IS AN INVESTMENT ADVISER REPRESENTATIVE WITH RILEY FRIEDMAN ASSET MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Edwin Friedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2011 - Present

RILEY FRIEDMAN ASSET MANAGEMENT

Office #1: 4984 El Camino Real Suite 101, Los Altos, CA 94022

RIA

CRD#: 155810

LOS ALTOS, CA

Past

September 16, 2013 - October 1, 2013

DENARIUS ADVISORS, LLC

RIA

CRD#: 167960

LOS ALTOS, CA

Past

August 14, 2002 - July 7, 2011

LEHRER MANAGEMENT CO INC

RIA

CRD#: 107995

CUPERTINO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC | RILEY FRIEDMAN ASSET MANAGEMENT

CRD#: 155810 / SEC#: 801-72721

RIA

Registered Investment Advisory firm - (9/19/2011 Approved)

California

Registered Investment Advisory firm - (9/19/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/27/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2002

Uniform Investment Adviser Law Examination

Current Firm

RILEY FRIEDMAN ASSET MANAGEMENT

AIMZ INVESTMENT ADVISORS LLC | RILEY FRIEDMAN ASSET MANAGEMENT

CRD#: 155810 / SEC#: 801-72721

RIA

Registered Investment Advisory firm - (9/19/2011 Approved)

California

Registered Investment Advisory firm - (9/19/2011 Terminated)

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Contact information

Main Address

4984 El Camino Real, Suite 101, Los Altos, CA 94022

Mailing Address

Phone number

(650) 988-1088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	527
AUM (Assets Under Management)	$ 504,925,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart E. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Edwin Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

RILEY FRIEDMAN ASSET MANAGEMENT

DENARIUS ADVISORS, LLC

LEHRER MANAGEMENT CO INC

Primary Firm SEC Registration

RILEY FRIEDMAN ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2002

Current Firm

RILEY FRIEDMAN ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RILEY FRIEDMAN ASSET MANAGEMENT

TRUST BUT VERIFY

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