EG
Eric R. Graber
PREFERRED CAPITAL SECURITIES
Highlands Ranch, CO
Some features on this profile are disabled
CRD#: 4576496
EG
Professional summary
Eric Ryan Graber is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Highlands Ranch, Colorado.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF MULTIPLE RENTAL PROPERTIES IN COLORADO ACQUIRED ON VARIOUS DATES BEGINNING 12/2013. REAL ESTATE-RELATED. NO TIME SPENT DURING MARKET HRS. LIMITED PARTNER WITH 2.5% OWNERSHIP IN 3 FREAKS BREWERY. NO MANAGEMENT RESPONSIBILITIES. NON-INVESTMENT RELATED. 0% TIME DEVOTED TO THIS ACTIVITY DURING BUSINESS HOURS. Name: Badger Creek Advisors Investment Related: Yes Address: Colorado Nature of Business: Advisory Services Position/Title: President # Hrs/Mo: 0-10 Description: Provides Advisory Services to issuers. Sub Entities have ownership over management companies (BCA-WHE, BCA-Exchange) Name: Badger Creek Capital Investment Related: Yes Address: Colorado Nature of Business: Investments Position/Title: President # Hrs/Mo: 0-10 Description: Investment Holding Company Name: Preferred Shareholder Services Investment Related: Yes Address: Colorado Nature of Business: Investor Services Position/Title: Co-owner # Hrs/Mo: 0-10 Description: Obtains and Negotiates Investor Services Contracts
CRS (Client Relationship Summary) - BD
Click below to view Eric Ryan Graber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2018 - Present
PREFERRED CAPITAL SECURITIES, LLC
BD
CRD#: 169719
Highlands Ranch, CO
Past
June 13, 2023 - February 16, 2024
BADGER CREEK ADVISORS, LLC
RIA
CRD#: 319582
HIGHLANDS RANCH, CO
Past
May 2, 2018 - August 31, 2018
CR CAPITAL DISTRIBUTORS, LLC
BD
CRD#: 171776
NEWPORT BEACH, CA
Past
June 21, 2011 - March 19, 2018
NORTHSTAR SECURITIES, LLC
BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past
June 29, 2010 - June 23, 2011
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
NEW YORK, NY
Past
April 20, 2010 - June 23, 2011
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
March 4, 2004 - April 6, 2010
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
BD
CRD#: 119546
DENVER, CO
Past
August 23, 2002 - March 2, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/31/2018)
RR
Alaska(8/31/2018)
RR
Arizona(8/31/2018)
RR
Arkansas(8/31/2018)
RR
California(8/31/2018)
RR
Colorado(8/31/2018)
RR
Connecticut(8/31/2018)
RR
Delaware(8/31/2018)
RR
District of Columbia(8/31/2018)
RR
Florida(8/31/2018)
RR
Georgia(8/31/2018)
RR
Hawaii(8/31/2018)
RR
Idaho(8/31/2018)
RR
Illinois(8/31/2018)
RR
Indiana(8/31/2018)
RR
Iowa(8/31/2018)
RR
Kansas(8/31/2018)
RR
Kentucky(8/31/2018)
RR
Louisiana(8/31/2018)
RR
Maine(8/31/2018)
RR
Maryland(8/31/2018)
RR
Massachusetts(8/31/2018)
RR
Michigan(8/31/2018)
RR
Minnesota(8/31/2018)
RR
Mississippi(8/31/2018)
RR
Missouri(8/31/2018)
RR
Montana(8/31/2018)
RR
Nebraska(8/31/2018)
RR
Nevada(8/31/2018)
RR
New Hampshire(8/31/2018)
RR
New Jersey(8/31/2018)
RR
New Mexico(8/31/2018)
RR
New York(8/31/2018)
RR
North Carolina(9/4/2018)
RR
North Dakota(8/31/2018)
RR
Ohio(8/31/2018)
RR
Oklahoma(8/31/2018)
RR
Oregon(8/31/2018)
RR
Pennsylvania(8/31/2018)
RR
Puerto Rico(8/31/2018)
RR
Rhode Island(8/31/2018)
RR
South Carolina(8/31/2018)
RR
South Dakota(8/31/2018)
RR
Tennessee(8/31/2018)
RR
Texas(8/31/2018)
RR
Utah(8/31/2018)
RR
Vermont(8/31/2018)
RR
Virgin Islands(8/31/2018)
RR
Virginia(8/31/2018)
RR
Washington(8/31/2018)
RR
West Virginia(8/31/2018)
RR
Wisconsin(8/31/2018)
RR
Wyoming(8/31/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PREFERRED CAPITAL SECURITIES, LLC
PREFERRED CAPITAL SECURITIES, LLC
CRD#: 169719 / SEC#: , 8-69382
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Phone number
(855) 330-6594
Established
Georgia since 09/17/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
