AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
ED

Erin E. Doherty

BFP SECURITIES
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4576409
ED

Professional summary


Erin E Doherty, who also goes by Erin Elizabeth Arnett, Erin Elizabeth Johnson, Erin Elizabeth Johnson Arnett, is a registered financial professional currently at BFP SECURITIES, LLC located in Scottsdale, Arizona and BENEFIT FINANCE SECURITIES, LLC located in Scottsdale, Arizona.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2006. Erin has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Erin Elizabeth Arnett | Erin Elizabeth Johnson | Erin Elizabeth Johnson Arnett

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Start date 09/09/2016, Robert Doherty, Legal Services,Notary, Investment related-No ; 6628 E Lone Mountain Rd, Cave Creek, AZ 85331 notarize documents as needed, notarize car titles or other legal documents as needed, Position-Notary; 20 hours or less per month, 0 during trading hours (2) Start date 02/09/2025, Crystal Creek Minerals LLC, Investment related-No ; 6628 E Lone Mountain Rd, Cave Creek, AZ 85331; Purchase minerals and crystals for resale. Position-Mineral Dealer; 5 hours or less per month, 0 during trading hours; Purchase and resale.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Erin E Doherty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 29, 2025 - Present

BFP SECURITIES, LLC

Office #1: 14605 N. 73rd Street, Scottsdale, AZ 85260
BD
CRD#: 44731
Scottsdale, AZ
Current

May 13, 2025 - Present

BENEFIT FINANCE SECURITIES, LLC

Office #1: 14605 N. 73rd Street, Scottsdale, AZ 85260
BD
CRD#: 45113
Scottsdale, AZ
Past

September 26, 2024 - April 29, 2025

MSH CAPITAL ADVISORS LLC

RIA
CRD#: 157835
SCOTTSDALE, AZ
Past

March 27, 2023 - April 29, 2025

M. S. HOWELLS & CO.

BD
CRD#: 104100
SCOTTSDALE, AZ
Past

March 26, 2007 - April 7, 2023

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ
Past

August 29, 2006 - March 20, 2007

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/29/2025)
RR
Alaska
(4/29/2025)
RR
Arizona
(4/29/2025)
RR
Arkansas
(4/29/2025)
RR
California
(4/29/2025)
RR
Colorado
(4/29/2025)
RR
Connecticut
(4/29/2025)
RR
Delaware
(4/29/2025)
RR
District of Columbia
(4/29/2025)
RR
Florida
(4/29/2025)
RR
Georgia
(4/29/2025)
RR
Hawaii
(4/29/2025)
RR
Idaho
(4/29/2025)
RR
Illinois
(4/29/2025)
RR
Indiana
(4/29/2025)
RR
Iowa
(4/29/2025)
RR
Kansas
(4/29/2025)
RR
Kentucky
(4/29/2025)
RR
Louisiana
(4/29/2025)
RR
Maine
(4/29/2025)
RR
Maryland
(4/29/2025)
RR
Massachusetts
(4/29/2025)
RR
Michigan
(4/29/2025)
RR
Minnesota
(4/29/2025)
RR
Mississippi
(4/29/2025)
RR
Missouri
(4/29/2025)
RR
Montana
(4/29/2025)
RR
Nebraska
(4/29/2025)
RR
Nevada
(5/13/2025)
RR
New Hampshire
(4/29/2025)
RR
New Jersey
(4/29/2025)
RR
New Mexico
(4/29/2025)
RR
New York
(4/29/2025)
RR
North Carolina
(4/29/2025)
RR
North Dakota
(4/29/2025)
RR
Ohio
(4/30/2025)
RR
Oklahoma
(4/29/2025)
RR
Oregon
(5/13/2025)
RR
Pennsylvania
(4/29/2025)
RR
Rhode Island
(4/29/2025)
RR
South Carolina
(4/29/2025)
RR
South Dakota
(4/29/2025)
RR
Tennessee
(4/29/2025)
RR
Texas
(4/29/2025)
RR
Utah
(4/29/2025)
RR
Vermont
(4/29/2025)
RR
Virginia
(4/29/2025)
RR
Washington
(4/29/2025)
RR
West Virginia
(4/29/2025)
RR
Wisconsin
(4/29/2025)
RR
Wyoming
(4/29/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/1/2024
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/12/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


BF
BENEFIT FINANCE SECURITIES, LLC
BENEFIT FINANCE SECURITIES, LLC

CRD#: 45113 / SEC#: , 8-50982

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
14605 N 73rd St, Scottsdale, AZ 85260
Mailing Address
14605 N 73rd St, Scottsdale, AZ 85260
Phone number
(480) 676-6400
Established
Missouri since 12/04/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BANCORP SERVICES, LLCDIRECT OWNER
DOHERTY, ERIN ECCO4576409

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BENEFIT FINANCE SECURITIES, LLC

CRD#: 45113Scottsdale, AZ 85260

TRUST BUT VERIFY

Monitor Erin Doherty

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Luke Kacer
Luke KacerAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Tucson, AZ
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics