DR
David C. Rollins
STONEX ADVISORS
Baton Rouge, LA 70809
Some features on this profile are disabled
CRD#: 4576407
DR
Professional summary
David Cordell Rollins is a registered financial advisor currently at STONEX ADVISORS INC. located in Baton Rouge, Louisiana and STONEX SECURITIES INC. located in Baton Rouge, Louisiana.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Rollins Knowledge Organization, Inc. 3528 Drexel Drive Dallas, TX 75205 Nature of Business: Rollins Knowledge Organization was incorporated in 2000 to provide technology and management consulting services to financial services companies in the US. It also deals in antique automobiles, jewelry, and firearms. In 2019, it will provide management services for real property in the US. Investment Related: Non-Investment Related Title: Owner Duties: Manage the 401K for current and former employees of RKO Own and manage real property in the US. Own and manage other assets of the business (automobiles, bank accounts, collectibles). Start Date: 12/09/2019 Hours Devoted to Business: 2 Hours Devoted to Business during Market Hours: 0 2)Pacific & Olive 2100 Pacific Avenue, Dallas, TX 75201 Commercial Parking Non-Investment related Owner Manage a 33,000 square foot parking lot in downtown Dallas. 12/22/14 Approximate Hours Devoted to Business: 2 Approximate Hours Devoted to Business during Market Hours: 0 3)BOY SCOUTS OF AMERICA 9644 BROOKLINE AVE BATON ROUGE LA 70809; DISTRICT CHAIRMAN/BOARD OF DIRECTORS; START DATE 02/01/2012; PROMOTING THE VALUES OF SCOUTING; APPX 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; RECRUITING ADULT LEADERS; FUNDRAISING. 4)SI Financial Advisors 7904 Wrenwood Blvd, Suite D, Baton Rouge, LA 70809 Partnership to pay office expenses, No retained earnings Non-investment related Partner 02/22/2018 0 hours spent per month and 0 hours spent during market hours 5)Boy Scouts of America Istrouma Area Council 9644 Brookline Ave, Baton Rouge, LA 70809 Prepare young people to make ethical and moral choices over their lifetime Non-investment related Vice President and Executive Board Member Recruit Adult leaders & new board members, assist the six district committees in fundraising & growing memberships. 01/22/2017 4 hours spent per month and 0 hours spent during market hours 6)Durable POA for Mother Non-investment related Agent Manage affairs, pay bills and make decisions 12/24/2018 4 hrs. spent per month and 0 hrs. spent during market hours 6) Boy Scouts of America- 1325 W Walnut Hill Lane, Irving, TX 75038 Nature of Business: Strengthen relationships between councils and the national level organization, and provide broad and continuous advocacy for all councils in National Service Territory 7 (South Texas and Louisiana). This position is in addition to my council level volunteer position (approved OBA). Investment Related: No Business Position: Council Relations Lead, National Service Territory 7 (South Texas and Louisiana) Business Duties: 1. Serve as an engaged member of the NST leadership team and provide timely, routine updates on council culture, accomplishments, and needs identified through interactions with council leadership. 2. Appoint and assign Council Relations Advocates in consultation with the Key 3s of the NST and the council. 3. Train, oversee, and support the team of advocates providing support to all NST councils. 4. Communicate with councils to explain and facilitate the role of Council Relations Advocates. 5. Recommend resource allocation and assist with gathering and enabling ad hoc teams to assist councils in specific areas of need across all areas of council operations. 6. Represent the councils in communicating challenges and successes to the NST leadership. 7. Share and promote national resources and initiatives to councils through Council Relations Advocates and Council Key 3s. 8. Work with the NST Commissioner to provide mentoring and assistance for to conduct each council's annual review. 9. Host regular meetings, conferences, and other gatherings to share information and best practices while fostering ongoing networking. 10. Help maintain standards and policies of the BSA. Business Start Date: 09/30/2021 Approximately 10 hours spent on this OBA monthly with zero spent during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view David Cordell Rollins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2016 - Present
STONEX ADVISORS INC.
Office #1: 7904 Wrenwood Blvd Suite D, Baton Rouge, LA 70809RIA
CRD#: 174182
Baton Rouge, LA
Current
May 16, 2012 - Present
STONEX SECURITIES INC.
Office #1: 7904 Wrenwood Boulevard, Baton Rouge, LA 70809BD
CRD#: 18456
Baton Rouge, LA
Past
June 8, 2012 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BATON ROUGE, LA
Past
January 3, 2012 - March 9, 2012
MORGAN STANLEY
RIA
CRD#: 149777
BATON ROUGE, LA
Past
November 16, 2011 - March 9, 2012
MORGAN STANLEY
BD
CRD#: 149777
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2015)
RR
Arkansas(3/13/2018)
RR
Colorado(3/24/2016)
RR
Illinois(6/24/2015)
RR
Kansas(10/14/2014)
RR
Louisiana(5/22/2012)
IAR
Louisiana(6/30/2016)
RR
Maine(6/24/2020)
RR
Minnesota(5/16/2012)
RR
Mississippi(5/25/2012)
RR
North Carolina(9/1/2015)
RR
Ohio(7/23/2015)
RR
Oregon(8/11/2015)
RR
Pennsylvania(2/18/2022)
RR
Texas(6/30/2015)
IAR
Texas(2/10/2023)
RR
Virginia(7/29/2015)
RR
Wisconsin(6/26/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX ADVISORS INC.
CRD#: 174182Baton Rouge, LA 70809TRUST BUT VERIFY
Monitor David Rollins
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
