William A. Barton
Professional summary
William Allen Barton, who also goes by William Allen Barlow, Allen Barton, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Benton, Arkansas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. William has worked at 13 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Allen Barton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757June 9, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757January 9, 2017 - June 10, 2020
MOMENTUM INDEPENDENT NETWORK INC.
January 9, 2017 - June 10, 2020
HILLTOP SECURITIES INC.
January 9, 2017 - June 10, 2020
MOMENTUM INDEPENDENT NETWORK INC.
January 9, 2017 - June 10, 2020
HILLTOP SECURITIES INC.
April 11, 2012 - December 13, 2016
MSI FINANCIAL SERVICES, INC.
October 31, 2011 - September 4, 2013
WALNUT STREET SECURITIES, INC.
October 31, 2011 - September 4, 2013
TOWER SQUARE SECURITIES, INC.
October 31, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
October 31, 2011 - July 5, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
October 31, 2011 - December 13, 2016
MSI FINANCIAL SERVICES, INC.
August 15, 2007 - November 22, 2011
SWBC INVESTMENT COMPANY
August 2, 2007 - November 3, 2011
SWBC INVESTMENT SERVICES, LLC
June 15, 2006 - August 2, 2007
KESTRA INVESTMENT SERVICES, LLC
June 15, 2006 - August 2, 2007
KESTRA INVESTMENT SERVICES, LLC
May 9, 2005 - May 11, 2006
INVESTMENT PROFESSIONALS, INC.
August 4, 2004 - May 11, 2006
INVESTMENT PROFESSIONALS, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2021)
(3/15/2021)
(6/9/2020)
(6/9/2020)
(6/9/2020)
(6/9/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
