James Andrew Straus
Professional Summary
James Andrew Straus is a registered financial advisor currently at STRAUS CAPITAL, LLC located in Princeton Junction, New Jersey. James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STRAUS CAPITAL, LLC | STRAUS, JAMES ANDREW
Contact Information
Main Address
50 Princeton-hightstown Road Suite J, Princeton Junction, NJ 08550Mailing Address
50 Princeton-hightstown Road (suite J), Princeton Junction, NJ 08550Phone Number
(609) 799-0390Established
New Jersey since 04/26/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
1FINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/29/2005)
(11/30/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Andrew Straus's CRS (Customer Relationship Summary).
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