Rebecca K. Babbitt Chafe
Professional summary
Rebecca Kathleen Babbitt Chafe, who also goes by Rebecca Kathleen Babbitt, Rebecca Babbitt Chafe, is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2002. Rebecca has worked at 11 firms and has passed the Series 66, Series 52TO, Series 3, SIE, Series 7, Series 4, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Kathleen Babbitt Chafe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 27, 2018 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: One Congress Street, Boston, MA 02114April 13, 2017 - July 31, 2018
HARBOR FUNDS DISTRIBUTORS, INC.
November 6, 2013 - January 20, 2016
SIGNATOR FINANCIAL SERVICES, INC.
July 17, 2012 - April 5, 2017
SIGNATOR INVESTORS, INC.
October 6, 2010 - April 5, 2017
SIGNATOR INVESTORS, INC.
August 2, 2007 - October 6, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY
May 22, 2007 - October 6, 2010
WALNUT STREET SECURITIES, INC.
May 22, 2007 - October 6, 2010
TOWER SQUARE SECURITIES, INC.
May 22, 2007 - October 6, 2010
NEW ENGLAND SECURITIES
May 22, 2007 - October 6, 2010
MSI FINANCIAL SERVICES, INC.
November 26, 2003 - June 28, 2005
CITIGROUP GLOBAL MARKETS INC.
October 11, 2002 - July 30, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107 / SEC#: , 8-44744
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107Boston, MA 02114TRUST BUT VERIFY
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