Ross M. Hammerman

PERELLA WEINBERG PARTNERS LP

New York, NY 10153

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CRD#: 4575431

Professional summary

Ross M Hammerman is a registered financial professional currently at PERELLA WEINBERG PARTNERS LP located in New York, New York.

Ross is registered as a RR (Registered Representative) and started their career in finance in 2002. Ross has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ross M Hammerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2020 - Present

PERELLA WEINBERG PARTNERS LP

Office #1: 767 Fifth Avenue, New York, NY 10153

CRD#: 138618

New York, NY

Past

October 27, 2016 - August 11, 2020

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 30, 2014 - August 5, 2016

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

November 25, 2008 - October 2, 2014

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 22, 2008 - November 20, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 25, 2002 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/12/2020)

Exams

State Security Law Exam

Series 63

Date: 2/18/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PERELLA WEINBERG PARTNERS LP

CRD#: 138618 / SEC#: , 8-67167

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

767 Fifth Avenue, New York, NY 10153

Mailing Address

767 Fifth Avenue, New York, NY 10153

Phone number

(212) 287-3200

Established

Delaware since 10/11/2005

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PERELLA WEINBERG PARTNERS GROUP LP	LIMITED PARTNER
BEDNAR, ANDREW THOMAS	PARTNER AND CHIEF EXECUTIVE OFFICER	1856221
D'ANNA, JOHN R. JR.	PARTNER, HEAD OF SALES	5387688
GOTTSCHALK, ALEXANDRA KATHLEEN	PARTNER, CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	5864478
KAMEN, JUSTIN BARTHOLOMEW	CHIEF LEGAL OFFICER AND CORPORATE SECRETARY	7047700
MICHAEL, STEPHEN CHADWICK	PRESIDENT OF TPH&CO.	4430416
NORDEN, VIVIANA CARMONA	FINANCIAL OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER	4886485
PADCO GP LLC	GENERAL PARTNER
RAMANAND, ROSEANNE NANDANI	CHIEF COMPLIANCE OFFICER AND AML OFFICER	5063023
WEINBERG, PETER AMORY	CHAIRMAN AND CO-FOUNDER	2100495

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Ross M. Hammerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ross M Hammerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEUTSCHE BANK SECURITIES INC.

UBS SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2009

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2002

Series 24

Date: 3/12/2012

FINRA

Current Firm

PERELLA WEINBERG PARTNERS LP

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PERELLA WEINBERG PARTNERS LP

TRUST BUT VERIFY

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