Frederic T. Stupart
Professional summary
Frederic Thomas Stupart, who also goes by Frederic Stupart, is a registered financial advisor currently at EAGLESTONE CAPITAL MANAGEMENT LLC located in Bronxville, New York.
Frederic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Frederic has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederic Thomas Stupart's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2024 - Present
EAGLESTONE CAPITAL MANAGEMENT LLC
Office #1: 66 Palmer Avenue Suite 32b, Bronxville, NY 10708October 15, 2020 - November 8, 2022
BA SECURITIES, LLC
December 22, 2016 - March 1, 2018
OPUS FINANCIAL PARTNERS, LLC
May 5, 2010 - April 24, 2012
MORGAN STANLEY & CO. LLC
September 2, 2002 - June 18, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/22/2024)
Exams
Series 82TO
Date: 3/21/2022
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 10/15/2020
Investment Banking Registered Representative ExaminationCurrent Firm
EAGLESTONE CAPITAL MANAGEMENT LLC
CRD#: 297958 / SEC#: 802-113750
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 3,798,106 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/14/2024 |
Red Flags
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