AP
Andre G. Pineda
CARY STREET PARTNERS
FREDERICKSBURG, VA 22401
Some features on this profile are disabled
CRD#: 4573625
AP
Professional summary
Andre Gilberto Pineda is a registered financial advisor currently at CARY STREET PARTNERS located in Fredericksburg, Virginia and CARY STREET PARTNERS located in Fredericksburg, Virginia.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Andre has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FREDERICKSBURG ACADEMY. MEMBER OF INVESTMENT COMMITTEE. FREDERICKSBURG, VA. IS INVESTMENT RELATED. NO CONTROL OF THIRD PARTY ASSETS. NO COMPENSATION. COMMITTEE HAS NOT MET IN LONG TIME - CAN'T REMEMBER LAST TIME MEETING OCCURRED. SOPHIOLA. PRESIDENT/OWNER. FREDERICKSBURG, VA. DOES EXERCISE CONTROL OVER ENTITY'S ASSETS. BUSINESS CREATED WITH HIS WIFE AROUND HIS CHILD'S ARTWORK. SEP/OCT 2017. 5-10 MARKET HOURS DEVOTED TO ACTIVITY PER MONTH. 15-30 NON-MARKET HOURS. ABLE NATIONAL RESOURCE ACADEMY. AMBASSABOR. WASHINGTON, DC. PURPOSE IS TO EDUCATE, PROMOTE AND SUPPORT THE POSITIVE IMPACT ABLE CAN MAKE ON THE LIVES OF MILLIONS OF AMERICANS WITH DISABILITIES AND THEIR FAMILIES. INVESTMENT RELATED AND COMPENSATION WILL BE RECEIVED. POSSIBLY 5 HOURS DEVOTED TO ACTIVITY DURING MARKET HOURS. Virginia Museum of Fine Arts Charitable Advisors Committee,Is Not Investment Related,,Museum Ambassador,Charitable Advisor Committee Member,2019-11-18,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,To advocate and be an ambassador for VMFA Community Foundation of the Rappahannock River Region,Is Not Investment Related,,Community Foundation,Board Member,2021-06-01,4 hours per month,0 hours per month during trading hours,No Compensation Compensation,Would serve as Board Member presumably for a 3 year term. Fredericksburg Free Press, Is Investment Related, 42 Jackie Robinson Way Fredericksburg, VA 22401, Business Nature: Non-Profit On-Line Community Newpaper, Position: Treasurer, Start: 2023-03-13, Hrs Per Month: 3, Hrs Per Month Trading: 0, Compensation Type: Commission, Business Description: Treasurer of newly formed community group Name: National Down Syndrome Congress Investment-related: yes ,Business Nature: National Civil Rights Disability Group; Position: Treasurer; Start Date: 2023-11-18; Hrs per month: 3; Hrs per month trading: 0 hours; Description: go over budgets, organization priorities, etc. As Treasurer, I would be part of the Board of Directors. Name: Fredericksburg Food Co-op; Investment-related: yes; Address: 320 Emancipation Highway, 230 Princess Anne Street, Fredericksburg, VA, 22401, United States; Nature: Food Co-op; Position: Board of Director; Start Date: 2023-08-31; Hrs per month: 4 hours; Hrs per month trading: 2; Description: Asked to run for a Board of Director Seat, will not manage organization's assets Other Business Name: Fredericksburg Education Foundation Address:200 Gunnery Road, Fredericksburg, VA 22401 Investment-Related?No Nature of the Other Business:Foundation/Charitable Postion at Other Business:Board Member Title at Other Business:Board Member Relationship with Other BusinessNo Start Date of your Relationship:1/1/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:1 Number of Hours devoted to other business during securities trading hours:1 Will you be compensated for the OBA?:No Description of duties related to other Business:Board Member Other Business Name: Rappahannock Goodwill Industriels, Inc. Address:4701 Market Street, Fredericksburg, VA 22408 Investment-Related?Yes Nature of the Other Business:Foundation/Charitable Position at Other Business:Board Member/Finance Committee member Title at Other Business:Board Member Relationship with Other BusinessNo Start Date of your Relationship:01/01/2024-01/01/2025 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:4 Number of Hours devoted to other business during securities trading hours:2 Will you be compensated for the OBA?:No Description of duties related to other Business:Board Member and also serve on Finance Committee. I don't manage the assets.
CRS (Client Relationship Summary) - RIA
Click below to view Andre Gilberto Pineda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2007 - Present
CARY STREET PARTNERS
Office #1: 250 Executive Center Parkway, Fredericksburg, VA 22401RIA
CRD#: 128545
FREDERICKSBURG, VA
Current
June 22, 2007 - Present
CARY STREET PARTNERS
Office #1: 1000 Winchester Street Suite 300, Fredericksburg, VA 22401BD
CRD#: 128089
Fredericksburg, VA
Past
January 26, 2006 - June 28, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FREDERICKSBURG, VA
Past
January 20, 2006 - June 28, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FREDERICKSBURG, VA
Past
November 4, 2002 - September 2, 2004
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
FREDERICKSBURG, VA
Past
October 10, 2002 - September 2, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2007)
RR
Arizona(6/14/2021)
RR
Arkansas(8/26/2019)
RR
California(6/22/2007)
RR
Delaware(6/26/2014)
RR
District of Columbia(6/22/2007)
RR
Florida(7/12/2011)
RR
Georgia(3/31/2015)
RR
Illinois(6/22/2007)
RR
Indiana(10/15/2019)
RR
Iowa(6/26/2014)
RR
Kentucky(6/22/2007)
RR
Maine(11/23/2016)
RR
Maryland(6/22/2007)
RR
Massachusetts(6/22/2007)
RR
Minnesota(9/12/2017)
RR
Mississippi(2/13/2019)
RR
New Hampshire(4/16/2021)
RR
New Jersey(6/16/2017)
RR
New Mexico(10/15/2007)
RR
New York(8/27/2007)
RR
North Carolina(6/25/2007)
IAR
North Carolina(1/10/2019)
RR
Ohio(3/1/2023)
RR
Oregon(5/5/2015)
RR
Pennsylvania(6/22/2007)
RR
South Carolina(8/29/2012)
RR
South Dakota(1/2/2009)
RR
Tennessee(6/28/2021)
RR
Texas(12/20/2017)
IAR
Texas(12/6/2024)
RR
Virginia(6/22/2007)
IAR
Virginia(6/22/2007)
RR
Washington(7/19/2018)
RR
West Virginia(1/16/2014)
RR
Wisconsin(4/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
