Carlos F. Sosa
Professional summary
Carlos F Sosa is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2003. Carlos has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos F Sosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2025 - Present
VECTORGLOBAL WMG
Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131December 14, 2012 - February 28, 2025
INSIGNEO SECURITIES, LLC
August 24, 2010 - December 13, 2012
TRADEWIRE SECURITIES LLC
August 31, 2009 - June 10, 2010
STONEX INTERNATIONAL SECURITIES INC.
November 14, 2007 - October 13, 2008
ATLAS ONE CAPITAL MANAGEMENT, LLC
November 7, 2007 - October 13, 2008
ATLAS ONE FINANCIAL GROUP, LLC
September 11, 2003 - November 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2003 - November 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(2/21/2025)
Exams
FINRA
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
VECTORGLOBAL WMG
CRD#: 32396Miami, FL 33131TRUST BUT VERIFY
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