Carlos F. Sosa
Professional summary
Carlos F Sosa is a registered financial professional currently at FIRST SOUTHERN, LLC located in Miami, Florida.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2003. Carlos has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos F Sosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2026 - Present
FIRST SOUTHERN, LLC
Office #1: 777 Brickell Ave Suite 522, Miami, FL 33131February 21, 2025 - July 31, 2026
VECTORGLOBAL WMG
December 14, 2012 - February 28, 2025
INSIGNEO SECURITIES, LLC
August 24, 2010 - December 13, 2012
TRADEWIRE SECURITIES LLC
August 31, 2009 - June 10, 2010
STONEX INTERNATIONAL SECURITIES INC.
November 14, 2007 - October 13, 2008
ATLAS ONE CAPITAL MANAGEMENT, LLC
November 7, 2007 - October 13, 2008
ATLAS ONE FINANCIAL GROUP, LLC
September 11, 2003 - November 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2003 - November 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FIRST SOUTHERN, LLC
CRD#: 282756 / SEC#: , 8-69733
Contact information
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | |
| HEEHAW INC. | SHAREHOLDER | |
| VSPR, INC. | SHAREHOLDER | |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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