KB
Kenneth S. Botwinick
SIGNATURE WEALTH MANAGEMENT PARTNERS
Montvale, NJ 07645
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CRD#: 4572690
KB
Professional summary
Kenneth Scott Botwinick is a registered financial advisor currently at SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC located in Montvale, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Montvale, New Jersey.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kenneth has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Botwinick & Company, LLC - Non-investment related. 365 West Passaic St., Suite 310, Rochelle Park, NJ, USA, 07662. Certified Public Accountant and Partner. 180 hours per month; 180 hours per month during trading hours. Management and accounting, audit and tax services. 2.) Non-Variable Insurance - 8/1/16 start date. Investment Related - At Reported Business Location(s) - Agent - 4 hr/month; 4 hours during securities trading. Includes life, disability, long term care. 3.) Procard Solutions, LLC - 11/2011 start date. Non-investment related. reported business location. Merchant service sales, credit card processing. LLC Member. 1 hours per month; 1 hours per month during trading hours. No duties. Member of Board of Directors for Strategic Planning. As of 12/2019, no longer actively conducting business operations. Dissolution pending the collection of account receivables. 4.) Botwinick Soundboard Investors, LLC - 7/2012 start date. Non-investment related. reported business location. Holding company for investments made in startup companies. Includes referral fees made to an unrelated credit card processing company. Passive investor of LLC. 2 hours per month; 2 hours per month during trading hours. 5.) United Provider Services, LLC - 12/2002 start date. Non-investment related. reported business location Medical practice consulting, Managing Member. 5 hours per month; 0 hours per month during trading hours. Consulting on business financing strategies. 6.)Signature Wealth Management Partners, LLC. Investment Related. At registered branch location. Financial Planning Services, start 9/2018. RIA, registered rep. 5hrs/mo, all during trading hours. Referral source. 7) Spectum AI Investors LLC; Investment Related; reported business location. LLC for Private Equity Investments; Member; 6/1/2021; 0 hrs per month; 0 hrs during trading; LLC formation is for the purpose of private equity investments for the LLC members. No duties. 8) Real Estate Rental. Collect Rent on short term leases. Owner of Condo. Start 6/15/2023. 0 hours/ 0 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Scott Botwinick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2018 - Present
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
Office #1: 85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645Office #2: 365 West Passaic St. Suite 310, Rochelle Park, NJ 07662Office #3: 2700 Military Trail Suite 240, Boca Raton, FL 33431RIA
CRD#: 298315
Montvale, NJ
Current
September 14, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645BD
CRD#: 35747
Montvale, NJ
Past
October 20, 2008 - September 21, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCHELLE PARK, NJ
Past
December 9, 2002 - September 21, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHELLE PARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
CRD#: 298315 / SEC#: 801-113932
RIA
Registered Investment Advisory firm - (9/4/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/14/2018)
RR
Florida(9/14/2018)
IAR
Florida(12/26/2024)
RR
Massachusetts(9/14/2018)
RR
New Jersey(9/14/2018)
IAR
New Jersey(10/4/2018)
RR
New York(9/14/2018)
RR
North Carolina(9/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
SIGNATURE WEALTH MANAGEMENT PARTNERS, LLC
CRD#: 298315 / SEC#: 801-113932
RIA
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Contact information
Main Address
85 Chestnut Ridge Road Suite 201, Montvale, NJ 07645
Mailing Address
Phone number
(201) 505-1100
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 940 |
| AUM (Assets Under Management) | $ 387,095,813 |
Red Flags
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