TS
Thomas M. Steinmetz
CAPSTONE WEALTH ADVISORS,INC.
Indianpolis, IN 46250
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CRD#: 4572353
TS
Professional summary
Thomas M Steinmetz, CFP® is a registered financial advisor currently at CAPSTONE WEALTH ADVISORS,INC. located in Indianpolis, Indiana.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas M Steinmetz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
October 5, 2007 - Present
CAPSTONE WEALTH ADVISORS,INC.
Office #1: 5875 Castle Creek Parkway Suite 290, Indianpolis, IN 46250RIA
CRD#: 122357
Indianpolis, IN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/5/2007)
Exams
Current Firm
CW
CAPSTONE WEALTH ADVISORS,INC.
CAPSTONE WEALTH ADVISORS, LLC | CAPSTONE WEALTH ADVISORS,INC.
CRD#: 122357 / SEC#: 801-68449
RIA
Registered Investment Advisory firm - (6/26/2012 Terminated)Indiana
Registered Investment Advisory firm - (5/3/2012 Approved)Louisiana
Registered Investment Advisory firm - (12/18/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5875 Castle Creek Parkway Suite 290, Indianpolis, IN 46250
Mailing Address
Phone number
(317) 577-8233
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 304 |
| AUM (Assets Under Management) | $ 91,828,847 |
Red Flags
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