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DE

David E. Erb

MERRION INVESTMENT MANAGEMENT CO
Cranford, NJ 07016
Some features on this profile are disabled
CRD#: 4572290
DE

Professional summary

David Edwin Erb is a registered financial advisor currently at MERRION INVESTMENT MANAGEMENT CO, LLC located in Cranford, New Jersey.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rasier, LLC; Not investment related; 555 Market St., San Francisco, CA 94104; Ride Share Client; Uber Taxi Service; Began 10/25/2014; Approx. 20 hrs. per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Edwin Erb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2006 - Present

MERRION INVESTMENT MANAGEMENT CO, LLC

Office #1: 184 North Ave. East, Cranford, NJ 07016
RIA
CRD#: 139143
Cranford, NJ
Past

May 15, 2003 - October 11, 2022

MERRION SECURITIES, LLC

BD
CRD#: 30145
Charleston, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MERRION INVESTMENT MANAGEMENT CO, LLC
MERRION ALTERNATIVE INVESTMENTS | MERRION INVESTMENT MANAGEMENT, LLC | MERRION INVESTMENT MANAGEMENT CO, LLC

CRD#: 139143 / SEC#: 801-65917

RIA
Registered Investment Advisory firm - (1/27/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(3/30/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/6/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/25/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 10/8/2004
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 10/8/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 5/13/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/14/2005
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/20/2004
General Securities Principal Examination

Current Firm

MI
MERRION INVESTMENT MANAGEMENT CO, LLC
MERRION ALTERNATIVE INVESTMENTS | MERRION INVESTMENT MANAGEMENT, LLC | MERRION INVESTMENT MANAGEMENT CO, LLC

CRD#: 139143 / SEC#: 801-65917

RIA
Registered Investment Advisory firm - (1/27/2006 Approved)
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Contact information

Main Address
184 North Ave. East, Cranford, NJ 07016
Mailing Address
Phone number
(908) 654-0033
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts86
AUM (Assets Under Management)$ 212,724,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERRION INVESTMENT MANAGEMENT CO, LLC

CRD#: 139143Cranford, NJ 07016

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