MF
Marah Fineberg-kuck
FINEBERG FINANCIAL MANAGEMENT LLC
Seal Beach, CA 90740
Some features on this profile are disabled
CRD#: 4572003
MF
Professional summary
Marah Fineberg-kuck, CFP®, who also goes by Marah Beth Fineberg, is a registered financial advisor currently at FINEBERG FINANCIAL MANAGEMENT LLC located in Seal Beach, California and PRIVATE CLIENT SERVICES, LLC located in Seal Beach, California.
Marah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Marah has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marah Beth Fineberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fineberg Financial Management LLC. 3020 Old Ranch Parkway, Suite #300, Seal Beach, CA 90740. RIA. 4 hrs/mo; 1 during trading hrs. 2) Women's Symposium. 1198 E. Pacific Coast Hwy, Suite D104, Seal Beach, CA 90740. Nonprofit with a mission to empower women through financial literacy and steam field awareness. Hosts educational events. President, executive director, treasurer, co-chair of program, board member with a giving participation goal. 3 hrs/mo; 0 during trading hrs. 3) The Financial Planning Association of Orange County. 1290 Broadway, Suite 1625, Denver, CO 80203. Financial planning association provides continued education and resource to financial advisors and CFPs. Member, community outreach committee pro-bono volunteer providing financial guidance pro bono general to the public during financial planning day. 1 hr/mo; 0 during trading hrs. 4) Fineberg Financial Management, Marah Fineberg registered rep. Insurance sales with multiple carriers. Insurance sales. 5 hrs/mo; 5 during trading hrs. 5) Pacific Southwest Financial, A Capitas Financial Partner. (AKA Capitas Financial). 21800 Burbank Blvd, Ste 200, Woodland Hills, CA 91367. IMO-I have my own E&O insurance (MKF). Insurance agent (service existing fixed contracts), broker changers, potential new fixed business. 4 hrs/mo; 1 during trading hrs. 6) The Annuity Consultants. 2683 Via De La Valle, Del Mar, CA 92014. IMO-I have my own E&O insurance. (MFK). Insurance agent (service existing fixed contracts), broker changes, potential new fixed business. 2 hrs/mo; 1 during trading hrs. 7) SIFMA Foundation: Stock Market Game. 140 Broadway, 35F, New York, NY 10005. Interest to bringing the Stock Market Game to local community-Financial literacy volunteer or for an hourly fee through FFM (donated). Volunteer, market, and present 8 week financial literacy investing program to public, prospects, and local schools. 5 hrs/mo; 0 during trading hrs. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Marah Fineberg-kuck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 23, 2022 - Present
FINEBERG FINANCIAL MANAGEMENT LLC
Office #1: 3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740RIA
CRD#: 322268
Seal Beach, CA
Current
September 23, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3020 Old Ranch Pkwy, Ste 300, Seal Beach, CA 90740RIA
BD
CRD#: 120222
Seal Beach, CA
Past
December 19, 2011 - September 27, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SEAL BEACH, CA
Past
December 16, 2011 - September 27, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SEAL BEACH, CA
Past
October 23, 2009 - December 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
TORRANCE, CA
Past
October 23, 2009 - December 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
TORRANCE, CA
Past
March 7, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SEAL BEACH, CA
Past
March 7, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SEAL BEACH, CA
Past
August 1, 2003 - October 27, 2004
PMB SECURITIES CORP.
BD
CRD#: 118642
NEWPORT BEACH, CA
Past
November 11, 2002 - August 6, 2003
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/2022)
RR
California(9/23/2022)
IAR
California(9/23/2022)
RR
Florida(1/3/2025)
RR
Georgia(9/23/2022)
RR
Illinois(9/23/2022)
RR
Minnesota(11/20/2023)
RR
Nevada(9/23/2022)
RR
North Carolina(1/2/2025)
RR
Oregon(12/26/2023)
RR
South Carolina(5/17/2023)
RR
Tennessee(9/23/2022)
RR
Washington(9/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FINEBERG FINANCIAL MANAGEMENT LLC
FINEBERG FINANCIAL MANAGEMENT LLC
CRD#: 322268 / SEC#: 801-126608
RIA
Registered Investment Advisory firm - (2/22/2023 Terminated)California
Registered Investment Advisory firm - (2/17/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740
Mailing Address
Phone number
(562) 446-0028
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 34,831,011 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
