Marah Fineberg-kuck

FINEBERG FINANCIAL MANAGEMENT

Seal Beach, CA 90740

CRD#: 4572003

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Professional summary

Marah Fineberg-kuck, CFP®, who also goes by Marah Beth Fineberg, is a registered financial advisor currently at FINEBERG FINANCIAL MANAGEMENT LLC located in Seal Beach, California and PRIVATE CLIENT SERVICES, LLC located in Seal Beach, California.

Marah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Marah has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marah Beth Fineberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marah Fineberg-kuck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 23, 2022 - Present

FINEBERG FINANCIAL MANAGEMENT LLC

Office #1: 3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740

RIA

CRD#: 322268

Seal Beach, CA

Current

September 23, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 3020 Old Ranch Pkwy, Ste 300, Seal Beach, CA 90740

RIA

CRD#: 120222

Seal Beach, CA

Past

December 19, 2011 - September 27, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEAL BEACH, CA

Past

December 16, 2011 - September 27, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEAL BEACH, CA

Past

October 23, 2009 - December 20, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TORRANCE, CA

Past

October 23, 2009 - December 20, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TORRANCE, CA

Past

March 7, 2005 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SEAL BEACH, CA

Past

March 7, 2005 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SEAL BEACH, CA

Past

August 1, 2003 - October 27, 2004

PMB SECURITIES CORP.

CRD#: 118642

NEWPORT BEACH, CA

Past

November 11, 2002 - August 6, 2003

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/23/2022)

California
(9/23/2022)

IAR

California
(9/23/2022)

Florida
(1/3/2025)

Georgia
(9/23/2022)

Illinois
(9/23/2022)

Minnesota
(11/20/2023)

Nevada
(9/23/2022)

North Carolina
(1/2/2025)

Oregon
(12/26/2023)

South Carolina
(5/17/2023)

Tennessee
(9/23/2022)

Washington
(9/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/9/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINEBERG FINANCIAL MANAGEMENT LLC

CRD#: 322268 / SEC#: 801-126608

RIA

Registered Investment Advisory firm - (2/22/2023 Terminated)

California

Registered Investment Advisory firm - (2/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740

Mailing Address

Phone number

(562) 446-0028

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	216
AUM (Assets Under Management)	$ 40,000,113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marah Fineberg-kuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marah Fineberg-kuck's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

PMB SECURITIES CORP.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2004

Series 63

Date: 2/12/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2003

Series 6

Date: 11/9/2002

FINRA

Current Firm

FINEBERG FINANCIAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINEBERG FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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