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EM

Eugene J. Mccambridge

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CRD#: 4571872
EM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eugene J Mccambridge was a registered financial professional .

Eugene is a previously registered financial professional and started their career in finance in 2006. Eugene had worked at 3 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 4, 2014 - May 30, 2014

XFA SECURITIES, LLC

BD
CRD#: 147909
CHICAGO, IL
Past

November 10, 2008 - August 31, 2015

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

July 6, 2006 - November 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/31/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/5/2006
General Securities Representative Examination

Current Firm

XS
XFA SECURITIES, LLC
EXOS SECURITIES, LLC | XFA SECURITIES, LLC

CRD#: 147909 / SEC#: , 8-67939

BD
Terminated by SEC on 07/29/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 06/02/2008
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
XFA HOLDINGS, LLCMANAGING MEMBER
DULLANTY, JAMES MICHAELMUNICIPAL PRINCIPAL
FITZGERALD, WILLIAM EDWARDFINOP AND CFO1156792
LYNN, EDWARD CHARLESCEO1215582
STAFFORD, GEORGE F JRCCO1193620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XFA SECURITIES, LLC

CRD#: 147909

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